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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 35 of 37  ·  736 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
681 BSSX INVESCO EXCH TRD SLF IDX FD 12,350.0 $319K 0.00% +2K +15.4% $25.85 -1.1%
682 SPAB SPDR SERIES TRUST 12,200.0 $314K 0.00% +3K +39.6% $25.75 -1.8%
683 CRSP CRISPR THERAPEUTICS AG Healthcare 5,971.0 $313K 0.00% +592.0 +11.0% $52.44 -3.8%
684 MNST MONSTER BEVERAGE CORP NEW Consumer Defensive 4,071.0 $312K 0.00% +141.0 +3.6% $76.67 +11.9%
685 WSM WILLIAMS SONOMA INC Consumer Cyclical 1,710.0 $305K 0.00% +70.0 +4.3% $178.59 -2.8%
686 ITRN ITURAN LOCATION AND CONTROL Technology 7,069.0 $304K 0.00% +103.0 +1.5% $43.01 +36.8%
687 NWN NORTHWEST NAT HLDG CO Utilities 6,376.0 $298K 0.00% +1K +20.3% $46.74 +6.8%
688 IIIV I3 VERTICALS INC Technology 11,800.0 $297K 0.00% +3K +40.5% $25.19 -25.8%
689 ACVF ETF OPPORTUNITIES TRUST 5,922.0 $292K 0.00% +109.0 +1.9% $49.39 +6.5%
690 SONY SONY GROUP CORP Technology 11,295.0 $289K 0.00% +1K +13.0% $25.60 -13.6%
691 DFSI DIMENSIONAL ETF TRUST 6,715.0 $288K 0.00% +1K +25.3% $42.84 +3.8%
692 BALL BALL CORP Consumer Cyclical 5,420.0 $287K 0.00% +1K +25.3% $52.97 +4.2%
693 NKX NUVEEN CALIFORNIA AMT QLT MU C Financial Services 22,791.0 $284K 0.00% +5K +26.0% $12.44 +0.0%
694 ETY EATON VANCE TAX-MANAGED DIV Financial Services 18,411.0 $282K 0.00% +400.0 +2.2% $15.34 -3.7%
695 OKTA OKTA INC Technology 3,215.0 $278K 0.00% +23.0 +0.7% $86.47 -6.3%
696 IYE ISHARES TR 5,840.0 $278K 0.00% +48.0 +0.8% $47.54 +32.4%
697 NMCO NUVEEN MUN CR OPPORTUNITIES C Financial Services 26,608.0 $272K 0.00% +4K +19.3% $10.23 +4.3%
698 DINO HF SINCLAIR CORP Energy 5,791.0 $267K 0.00% +210.0 +3.8% $46.08 +49.1%
699 LEU CENTRUS ENERGY CORP Energy 1,096.0 $266K 0.00% +12.0 +1.1% $242.76 -20.8%
700 AES AES CORP Utilities 18,364.0 $263K 0.00% +400.0 +2.2% $14.34 +0.9%
Page 35 of 37  ·  736 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%