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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 37 of 37  ·  736 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
721 POWR ISHARES INC 8,706.0 $205K 0.00% +268.0 +3.2% $23.53 +16.8%
722 PFL PIMCO INCOME STRATEGY FD Financial Services 23,999.0 $202K 0.00% +8K +47.1% $8.43 -8.5%
723 AMSC AMERICAN SUPERCONDUCTOR COR Industrials 7,008.0 $202K 0.00% +731.0 +11.7% $28.78 +91.3%
724 MRCC MONROE CAP CORP Financial Services 31,322.0 $200K 0.00% +374.0 +1.2% $6.37 -20.3%
725 NUV NUVEEN MUN VALUE FD INC C Financial Services 21,969.0 $199K 0.00% +5K +29.3% $9.06 +1.2%
726 TU TELUS CORPORATION Communication Services 14,751.0 $194K 0.00% +210.0 +1.4% $13.17 -6.0%
727 PDBC INVESCO ACTVELY MNGD ETC FD 14,516.0 $192K 0.00% +118.0 +0.8% $13.25 +40.5%
728 GWRS GLOBAL WTR RES INC Utilities 21,946.0 $185K 0.00% +946.0 +4.5% $8.45 -20.7%
729 NXP NUVEEN SELECT TAX-FREE INCO Financial Services 12,248.0 $173K 0.00% +2K +14.1% $14.10 +1.0%
730 GUT GABELLI UTIL TR Financial Services 24,458.0 $147K 0.00% +8K +44.3% $6.03 +2.7%
731 PCQ PIMCO CALIF MUN INCOME FD Financial Services 14,467.0 $126K 0.00% +103.0 +0.7% $8.73 -0.5%
732 FPI FARMLAND PARTNERS INC Real Estate 12,684.0 $123K 0.00% +3K +26.6% $9.69 +6.8%
733 LYG LLOYDS BANKING GROUP PLC Financial Services 22,241.0 $118K 0.00% +7K +44.1% $5.30 -2.6%
734 MMU WESTERN ASSET MANAGED MUNS Financial Services 10,324.0 $108K 0.00% +214.0 +2.1% $10.44 -3.1%
735 DHY CREDIT SUISSE HIGH YIELD CR Financial Services 43,680.0 $87K 0.00% +11K +32.0% $2.00 -12.5%
736 IGR CBRE GBL REAL ESTATE INC FD Financial Services 17,945.0 $79K +4K +24.2% $4.38 +5.0%
Page 37 of 37  ·  736 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%