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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 4 of 37  ·  736 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 DUK DUKE ENERGY CORP NEW Utilities 250,095.0 $29.3M 0.18% +11K +4.6% $117.21 +6.1%
62 SHOP SHOPIFY INC Technology 175,889.0 $28.3M 0.17% +14K +9.0% $160.97 -39.5%
63 CGGO CAPITAL GROUP GBL GROWTH EQ 809,229.0 $28.0M 0.17% +8K +1.0% $34.65 +11.7%
64 UMH UMH PPTYS INC Real Estate 1,700,296.0 $27.1M 0.17% +230K +15.6% $15.91 -4.5%
65 JBND J P MORGAN EXCHANGE TRADED 499,423.0 $27.0M 0.17% +205K +69.9% $54.07 -2.0%
66 UNH UNITEDHEALTH GROUP INC Healthcare 81,752.0 $27.0M 0.17% +6K +7.9% $330.11 +20.9%
67 PYLD PIMCO ETF TR 990,605.0 $26.4M 0.16% +633K +176.8% $26.68 -1.7%
68 SDVY FIRST TR EXCHANGE-TRADED FD 673,196.0 $25.8M 0.16% +4K +0.5% $38.32 +6.5%
69 PNC PNC FINL SVCS GROUP INC Financial Services 114,359.0 $23.9M 0.15% +7K +6.4% $208.73 +2.3%
70 VZ VERIZON COMMUNICATIONS INC Communication Services 585,852.0 $23.9M 0.15% +30K +5.4% $40.73 +15.5%
71 ORCL ORACLE CORP Technology 122,174.0 $23.8M 0.15% +4K +3.0% $194.91 +0.4%
72 USB US BANCORP DEL Financial Services 445,777.0 $23.8M 0.15% +10K +2.2% $53.36 +0.1%
73 JPIE J P MORGAN EXCHANGE TRADED 510,423.0 $23.6M 0.14% +155K +43.5% $46.29 -0.9%
74 DFAI DIMENSIONAL ETF TRUST 618,769.0 $23.6M 0.14% +130K +26.7% $38.11 +7.1%
75 FVD FIRST TR EXCHANGE-TRADED FD 500,779.0 $23.1M 0.14% +5K +1.1% $46.08 +1.2%
76 ABT ABBOTT LABS Healthcare 182,233.0 $22.8M 0.14% +16K +9.4% $125.29 -32.6%
77 WM WASTE MGMT INC DEL Industrials 102,944.0 $22.6M 0.14% +12K +13.5% $219.71 -0.4%
78 CGCB CAPITAL GRP FIXED INCM ETF 839,077.0 $22.3M 0.14% +56K +7.2% $26.52 -2.0%
79 TSM TAIWAN SEMICONDUCTOR MFG LT Technology 72,349.0 $22.0M 0.14% +4K +6.6% $303.89 +37.5%
80 NOW SERVICENOW INC Technology 139,228.0 $21.3M 0.13% +122K +719.8% $153.19 -40.9%
Page 4 of 37  ·  736 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%