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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 6 of 37  ·  736 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 AMLP ALPS ETF TR 329,419.0 $15.5M 0.10% +10K +3.1% $47.02 +14.6%
102 CRM SALESFORCE INC Technology 57,741.0 $15.3M 0.09% +16K +39.1% $264.91 -34.4%
103 IVOO VANGUARD ADMIRAL FDS INC 135,573.0 $15.2M 0.09% +7K +5.7% $111.80 +9.7%
104 VEU VANGUARD INTL EQUITY INDEX 200,437.0 $14.7M 0.09% +5K +2.6% $73.56 +10.9%
105 JEPI J P MORGAN EXCHANGE TRADED 257,089.0 $14.7M 0.09% +26K +11.5% $57.24 -2.6%
106 TCAF T ROWE PRICE ETF INC 383,875.0 $14.7M 0.09% +8K +2.3% $38.22 +4.6%
107 COP CONOCOPHILLIPS Energy 155,662.0 $14.6M 0.09% +15K +10.5% $93.61 +29.0%
108 XLK SELECT SECTOR SPDR TR 100,312.0 $14.4M 0.09% +56K +127.5% $143.97 +22.9%
109 VV VANGUARD INDEX FDS 44,991.0 $14.2M 0.09% +364.0 +0.8% $314.80 +7.9%
110 RKT ROCKET COS INC Financial Services 726,942.0 $14.1M 0.09% +266K +57.7% $19.36 -31.2%
111 AXP AMERICAN EXPRESS CO Financial Services 37,926.0 $14.0M 0.09% +2K +6.5% $369.95 -15.8%
112 IGIB ISHARES TR 257,051.0 $13.8M 0.09% +16K +6.6% $53.88 -2.1%
113 BKLN INVESCO EXCH TRADED FD TR I 656,098.0 $13.8M 0.08% +11K +1.6% $21.00 -2.3%
114 CSX CSX CORP Industrials 375,609.0 $13.6M 0.08% +24K +6.9% $36.25 +26.2%
115 DHI D R HORTON INC Consumer Cyclical 94,515.0 $13.6M 0.08% +11K +13.6% $144.03 -4.6%
116 PRU PRUDENTIAL FINL INC Financial Services 120,268.0 $13.6M 0.08% +5K +4.5% $112.88 -9.6%
117 CIBR FIRST TR EXCHANGE TRADED FD 189,731.0 $13.6M 0.08% +8K +4.6% $71.45 +11.1%
118 EVTR MORGAN STANLEY ETF TRUST 261,140.0 $13.4M 0.08% +98K +60.3% $51.50 -2.1%
119 LIN LINDE PLC Basic Materials 31,089.0 $13.3M 0.08% +6K +24.3% $426.40 +18.6%
120 GE GE AEROSPACE Industrials 42,823.0 $13.2M 0.08% +2K +4.6% $308.03 -7.9%
Page 6 of 37  ·  736 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%