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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 7 of 37  ·  736 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 BLK BLACKROCK INC Financial Services 12,114.0 $13.0M 0.08% +2K +14.3% $1070.37 +1.1%
122 BDX BECTON DICKINSON & CO Healthcare 65,094.0 $12.6M 0.08% +5K +7.5% $194.07 -26.7%
123 XLE SELECT SECTOR SPDR TR 281,423.0 $12.6M 0.08% +161K +134.6% $44.71 +35.4%
124 FTGS FIRST TR EXCHANGE-TRADED FD 354,602.0 $12.5M 0.08% +44K +14.2% $35.35 +2.8%
125 ROST ROSS STORES INC Consumer Cyclical 69,275.0 $12.5M 0.08% +6K +9.0% $180.14 +18.1%
126 HON HONEYWELL INTL INC Industrials 63,913.0 $12.5M 0.08% +7K +11.9% $195.09 +9.3%
127 VOT VANGUARD INDEX FDS 44,533.0 $12.4M 0.08% +2K +3.7% $279.15 +1.8%
128 TCHP T ROWE PRICE ETF INC 246,762.0 $12.3M 0.07% +8K +3.2% $49.86 +3.1%
129 PGR PROGRESSIVE CORP Financial Services 53,777.0 $12.2M 0.07% +32K +142.0% $227.72 -12.3%
130 YEAR AB ACTIVE ETFS INC 240,446.0 $12.1M 0.07% +41K +20.6% $50.48 -0.3%
131 TXUE THORNBURG ETF TR 384,870.0 $12.1M 0.07% +299K +346.8% $31.35 +8.7%
132 ROK ROCKWELL AUTOMATION INC Industrials 30,409.0 $11.8M 0.07% +6K +25.5% $389.08 +15.3%
133 VGT VANGUARD WORLD FD 15,382.0 $11.6M 0.07% +181.0 +1.2% $753.82 -85.1%
134 BOND PIMCO ETF TR 123,863.0 $11.5M 0.07% +29K +30.9% $93.08 -2.2%
135 DFAT DIMENSIONAL ETF TRUST 192,740.0 $11.5M 0.07% +45K +30.6% $59.54 +10.6%
136 CGIC CAPITAL GROUP INTERNATIONAL 343,258.0 $11.2M 0.07% +175K +104.3% $32.50 +9.8%
137 T AT&T INC Communication Services 445,139.0 $11.1M 0.07% +45K +11.2% $24.84 -3.3%
138 CHI CALAMOS CONV OPPORTUNITIES & S Financial Services 1,045,470.0 $11.0M 0.07% +21K +2.1% $10.48 +12.1%
139 SHY ISHARES TR 131,891.0 $10.9M 0.07% +40K +43.7% $82.82 -0.9%
140 VOE VANGUARD INDEX FDS 60,236.0 $10.7M 0.07% +947.0 +1.6% $177.37 +8.2%
Page 7 of 37  ·  736 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%