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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 3 of 6  ·  103 positions
# Ticker Company Sector Shares Value ↓ % Port Status
41 AAAU GOLDMAN SACHS PHYSICAL GOLD Financial Services 9,183 $350K 0.00% SOLD
42 SYM SYMBOTIC INC Industrials 6,332 $341K 0.00% SOLD
43 FDS FACTSET RESH SYS INC Financial Services 1,173 $336K 0.00% SOLD
44 EQT EQT CORP Energy 5,848 $318K 0.00% SOLD
45 DIVO AMPLIFY ETF TR 6,940 $309K 0.00% SOLD
46 MLPX GLOBAL X FDS 4,697 $295K 0.00% SOLD
47 SMCI SUPER MICRO COMPUTER INC Technology 6,116 $293K 0.00% SOLD
48 SCWO 374WATER INC Industrials 1,012,894 $291K 0.00% SOLD
49 TIGR UP FINTECH HLDG LTD Financial Services 27,000 $288K 0.00% SOLD
50 FSBW FS BANCORP INC Financial Services 6,994 $279K 0.00% SOLD
51 HPQ HP INC Technology 9,866 $269K 0.00% SOLD
52 GDXJ VANECK ETF TRUST 2,636 $261K 0.00% SOLD
53 CMCL CALEDONIA MNG CORP PLC Basic Materials 7,000 $253K 0.00% SOLD
54 NAGE NIAGEN BIOSCIENCE INC Healthcare 26,942 $251K 0.00% SOLD
55 OLN OLIN CORP Basic Materials 10,022 $250K 0.00% SOLD
56 IREN IREN LIMITED Financial Services 5,226 $245K 0.00% SOLD
57 IYLD ISHARES TR 11,340 $241K 0.00% SOLD
58 TLN TALEN ENERGY CORP Utilities 552 $235K 0.00% SOLD
59 ROOT INC 2,620 $235K 0.00% SOLD
60 INFL LISTED FDS TR 5,238 $234K 0.00% SOLD
Page 3 of 6  ·  103 positions
Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%