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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $15.6B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1533 New
Page 13 of 77  ·  1,533 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 ISHARES TR 401,146.0 $9.3M 0.06% NEW $23.13
242 SPOT SPOTIFY TECHNOLOGY S A Communication Services 13,211.0 $9.2M 0.06% NEW $698.00 -36.2%
243 CL COLGATE PALMOLIVE CO Consumer Defensive 113,047.0 $9.0M 0.06% NEW $79.94 +12.6%
244 RKT ROCKET COS INC Financial Services 461,093.0 $8.9M 0.06% NEW $19.38 -32.7%
245 NTR NUTRIEN LTD Basic Materials 152,182.0 $8.9M 0.06% NEW $58.71 +22.0%
246 VTWO VANGUARD SCOTTSDALE FDS 90,812.0 $8.9M 0.06% NEW $97.82 +12.8%
247 BOND PIMCO ETF TR 94,639.0 $8.8M 0.06% NEW $93.35 -2.9%
248 FTSM FIRST TR EXCHANGE-TRADED FD 147,101.0 $8.8M 0.06% NEW $59.91 -0.1%
249 IEFA ISHARES TR 99,650.0 $8.7M 0.06% NEW $87.31 +9.2%
250 OEF ISHARES TR 25,836.0 $8.6M 0.06% NEW $332.84 +10.1%
251 DFAT DIMENSIONAL ETF TRUST 147,634.0 $8.6M 0.06% NEW $58.21 +12.0%
252 VBK VANGUARD INDEX FDS 28,736.0 $8.6M 0.06% NEW $297.63 +11.6%
253 DGRO ISHARES TR 125,612.0 $8.6M 0.06% NEW $68.08 +8.0%
254 ROK ROCKWELL AUTOMATION INC Industrials 24,224.0 $8.5M 0.05% NEW $349.54 +24.8%
255 FEGE RBB FUND TRUST 190,687.0 $8.4M 0.05% NEW $44.23 +12.0%
256 DIA SPDR DOW JONES INDL AVERAGE Financial Services 18,130.0 $8.4M 0.05% NEW $463.75 +6.5%
257 CME CME GROUP INC Financial Services 31,094.0 $8.4M 0.05% NEW $270.19 +11.9%
258 EVTR MORGAN STANLEY ETF TRUST 162,921.0 $8.4M 0.05% NEW $51.45 -2.5%
259 MOD MODINE MFG CO Consumer Cyclical 58,202.0 $8.3M 0.05% NEW $142.16 +73.8%
260 ENB ENBRIDGE INC Energy 161,679.0 $8.2M 0.05% NEW $50.46 +11.7%
Page 13 of 77  ·  1,533 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.2%
Industrials 13.5%
Healthcare 9.8%
Consumer Cyclical 7.5%
Consumer Defensive 6.5%
Communication Services 5.3%
Energy 4.6%
Utilities 2.6%
Basic Materials 2.5%