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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $15.6B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1533 New
Page 4 of 77  ·  1,533 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 BERKSHIRE HATHAWAY INC DEL 62.0 $46.8M 0.30% NEW $754200.00
62 MRK MERCK & CO INC Healthcare 552,383.0 $46.4M 0.30% NEW $83.93 +33.3%
63 WMT WALMART INC Consumer Defensive 445,638.0 $45.9M 0.29% NEW $103.06 +28.3%
64 MCD MCDONALDS CORP Consumer Cyclical 143,492.0 $43.6M 0.28% NEW $303.89 -7.5%
65 RLY SSGA ACTIVE ETF TR 1,397,691.0 $43.2M 0.28% NEW $30.88 +19.5%
66 TSLA TESLA INC Consumer Cyclical 96,676.0 $43.0M 0.28% NEW $444.72 -7.5%
67 BA BOEING CO Industrials 194,862.0 $42.1M 0.27% NEW $215.83 +1.0%
68 VIG VANGUARD SPECIALIZED FUNDS 186,990.0 $40.4M 0.26% NEW $215.79 +6.3%
69 CAT CATERPILLAR INC Industrials 83,978.0 $40.1M 0.26% NEW $477.15 +81.2%
70 BND VANGUARD BD INDEX FDS 502,981.0 $37.4M 0.24% NEW $74.37 -2.2%
71 LLY ELI LILLY & CO Healthcare 48,188.0 $36.8M 0.23% NEW $763.01 +29.7%
72 UNP UNION PAC CORP Industrials 154,528.0 $36.5M 0.23% NEW $236.37 +16.7%
73 DE DEERE & CO Industrials 78,929.0 $36.1M 0.23% NEW $457.26 +23.4%
74 CGGR CAPITAL GROUP GROWTH ETF 809,012.0 $35.5M 0.23% NEW $43.92 +3.7%
75 ESGD ISHARES TR 374,627.0 $34.8M 0.22% NEW $92.98 +8.8%
76 SCHW SCHWAB CHARLES CORP Financial Services 364,760.0 $34.8M 0.22% NEW $95.47 -3.2%
77 TORTOISE CAPITAL SERIES TRUS 3,823,284.0 $34.7M 0.22% NEW $9.06
78 COWZ PACER FDS TR 596,633.0 $34.3M 0.22% NEW $57.47 +10.4%
79 RSP INVESCO EXCHANGE TRADED FD T 177,696.0 $33.7M 0.22% NEW $189.70 +6.5%
80 ORCL ORACLE CORP Technology 118,608.0 $33.4M 0.21% NEW $281.24 -34.1%
Page 4 of 77  ·  1,533 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.2%
Industrials 13.5%
Healthcare 9.8%
Consumer Cyclical 7.5%
Consumer Defensive 6.5%
Communication Services 5.3%
Energy 4.6%
Utilities 2.6%
Basic Materials 2.5%