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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $15.6B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1533 New
Page 55 of 77  ·  1,533 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1081 IMO IMPERIAL OIL LTD Energy 6,252.0 $567K 0.00% NEW $90.74 +49.4%
1082 ARE ALEXANDRIA REAL ESTATE EQ IN Real Estate 6,805.0 $567K 0.00% NEW $83.35 -43.2%
1083 CEMB ISHARES INC 12,224.0 $565K 0.00% NEW $46.22 -1.6%
1084 DWX SPDR INDEX SHS FDS 13,204.0 $564K 0.00% NEW $42.70 +10.2%
1085 CENCORA INC 1,802.0 $563K 0.00% NEW $312.62
1086 CGCV CAPITAL GROUP CONSERVATIVE E 18,580.0 $559K 0.00% NEW $30.11 +5.6%
1087 DKNG DRAFTKINGS INC NEW Consumer Cyclical 14,717.0 $550K 0.00% NEW $37.40 -32.9%
1088 EMO CLEARBRIDGE ENERGY MIDSTRM O Financial Services 12,202.0 $548K 0.00% NEW $44.92 +17.0%
1089 EGO ELDORADO GOLD CORP NEW Basic Materials 18,930.0 $547K 0.00% NEW $28.89 +10.3%
1090 MCHI ISHARES TR 8,261.0 $544K 0.00% NEW $65.85 -14.2%
1091 RODM LATTICE STRATEGIES TR 15,285.0 $543K 0.00% NEW $35.53 +16.3%
1092 FXH FIRST TR EXCHANGE TRADED FD 4,942.0 $542K 0.00% NEW $109.67 +3.5%
1093 PEG PUBLIC SVC ENTERPRISE GRP IN Utilities 6,491.0 $542K 0.00% NEW $83.46 -6.3%
1094 BAX BAXTER INTL INC Healthcare 23,770.0 $541K 0.00% NEW $22.77 -19.2%
1095 WAL WESTERN ALLIANCE BANCORP Financial Services 6,239.0 $541K 0.00% NEW $86.72 -10.2%
1096 PAA PLAINS ALL AMERN PIPELINE L Energy 31,659.0 $540K 0.00% NEW $17.06 +37.8%
1097 FEP FIRST TR EXCH TRD ALPHDX FD 10,548.0 $540K 0.00% NEW $51.19 +14.7%
1098 NULV NUSHARES ETF TR 12,317.0 $540K 0.00% NEW $43.83 +14.1%
1099 SNEX STONEX GROUP INC Financial Services 5,343.0 $539K 0.00% NEW $100.92 +12.5%
1100 XJR ISHARES TR 12,637.0 $538K 0.00% NEW $42.56 +12.0%
Page 55 of 77  ·  1,533 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.2%
Industrials 13.5%
Healthcare 9.8%
Consumer Cyclical 7.5%
Consumer Defensive 6.5%
Communication Services 5.3%
Energy 4.6%
Utilities 2.6%
Basic Materials 2.5%