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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $15.6B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1533 New
Page 7 of 77  ·  1,533 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 FDL FIRST TR EXCHANGE-TRADED FD 489,302.0 $21.2M 0.14% NEW $43.41 +15.5%
122 USB US BANCORP DEL Financial Services 436,038.0 $21.1M 0.14% NEW $48.33 +9.9%
123 CGCB CAPITAL GRP FIXED INCM ETF T 782,944.0 $20.8M 0.13% NEW $26.58 -2.3%
124 TDIV FIRST TR EXCHANGE TRADED FD 210,346.0 $20.7M 0.13% NEW $98.59 +13.0%
125 PWR QUANTA SVCS INC Industrials 49,523.0 $20.5M 0.13% NEW $414.42 +85.8%
126 MDT MEDTRONIC PLC Healthcare 213,482.0 $20.3M 0.13% NEW $95.24 -20.0%
127 DGRW WISDOMTREE TR 228,471.0 $20.3M 0.13% NEW $88.96 +7.6%
128 J P MORGAN EXCHANGE TRADED F 395,506.0 $20.1M 0.13% NEW $50.73
129 WM WASTE MGMT INC DEL Industrials 90,698.0 $20.0M 0.13% NEW $220.83 -0.5%
130 CRWD CROWDSTRIKE HLDGS INC Technology 40,718.0 $20.0M 0.13% NEW $490.38 +21.1%
131 KO COCA COLA CO Consumer Defensive 294,472.0 $19.5M 0.12% NEW $66.32 +21.9%
132 CGXU CAPITAL GROUP INTL FOCUS EQT 645,705.0 $19.1M 0.12% NEW $29.62 +10.4%
133 WFC WELLS FARGO CO NEW Financial Services 227,396.0 $19.1M 0.12% NEW $83.82 -12.4%
134 MA MASTERCARD INCORPORATED Financial Services 33,443.0 $19.0M 0.12% NEW $568.82 -13.1%
135 TSM TAIWAN SEMICONDUCTOR MFG LTD Technology 67,875.0 $19.0M 0.12% NEW $279.29 +44.8%
136 FISV FISERV INC Technology 142,717.0 $18.4M 0.12% NEW $128.93 -57.1%
137 ARCC ARES CAPITAL CORP Financial Services 899,926.0 $18.4M 0.12% NEW $20.41 -8.3%
138 CGCP CAPITAL GRP FIXED INCM ETF T 803,865.0 $18.3M 0.12% NEW $22.72 -2.4%
139 KMI KINDER MORGAN INC DEL Energy 644,322.0 $18.2M 0.12% NEW $28.31 +18.8%
140 DLN WISDOMTREE TR 209,281.0 $18.2M 0.12% NEW $87.03 +9.3%
Page 7 of 77  ·  1,533 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.2%
Industrials 13.5%
Healthcare 9.8%
Consumer Cyclical 7.5%
Consumer Defensive 6.5%
Communication Services 5.3%
Energy 4.6%
Utilities 2.6%
Basic Materials 2.5%