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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $15.6B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1533 New
Page 8 of 77  ·  1,533 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 DFAI DIMENSIONAL ETF TRUST 488,274.0 $17.7M 0.11% NEW $36.35 +13.2%
142 CGUS CAPITAL GROUP CORE EQUITY ET 448,326.0 $17.7M 0.11% NEW $39.54 +9.8%
143 MMM 3M CO Industrials 112,810.0 $17.5M 0.11% NEW $155.18 -5.8%
144 EMR EMERSON ELEC CO Industrials 133,112.0 $17.5M 0.11% NEW $131.18 +1.4%
145 ISHARES TR 842,476.0 $16.7M 0.11% NEW $19.87
146 JPIE J P MORGAN EXCHANGE TRADED F 355,745.0 $16.5M 0.11% NEW $46.41 -1.2%
147 SBUX STARBUCKS CORP Consumer Cyclical 194,570.0 $16.5M 0.10% NEW $84.60 +26.3%
148 O REALTY INCOME CORP Real Estate 270,654.0 $16.5M 0.10% NEW $60.79 +0.5%
149 VXF VANGUARD INDEX FDS 78,325.0 $16.4M 0.10% NEW $209.34 +7.0%
150 LMT LOCKHEED MARTIN CORP Industrials 32,826.0 $16.4M 0.10% NEW $499.21 +3.4%
151 JGRO J P MORGAN EXCHANGE TRADED F 170,950.0 $16.0M 0.10% NEW $93.75 +3.0%
152 UBER UBER TECHNOLOGIES INC Technology 163,189.0 $16.0M 0.10% NEW $97.97 -23.4%
153 JBND J P MORGAN EXCHANGE TRADED F 294,006.0 $15.9M 0.10% NEW $54.16 -2.3%
154 JCPB J P MORGAN EXCHANGE TRADED F 334,345.0 $15.9M 0.10% NEW $47.55 -2.4%
155 IUSB ISHARES TR 339,713.0 $15.9M 0.10% NEW $46.71 -2.2%
156 FDVV FIDELITY COVINGTON TRUST 283,873.0 $15.8M 0.10% NEW $55.71 +6.8%
157 SYY SYSCO CORP Consumer Defensive 191,208.0 $15.7M 0.10% NEW $82.34 -11.9%
158 SNOW SNOWFLAKE INC Technology 69,704.0 $15.7M 0.10% NEW $225.55 -30.2%
159 CVS CVS HEALTH CORP Healthcare 208,489.0 $15.7M 0.10% NEW $75.39 +27.2%
160 NOW SERVICENOW INC Technology 16,984.0 $15.6M 0.10% NEW $920.28 -89.7%
Page 8 of 77  ·  1,533 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.2%
Industrials 13.5%
Healthcare 9.8%
Consumer Cyclical 7.5%
Consumer Defensive 6.5%
Communication Services 5.3%
Energy 4.6%
Utilities 2.6%
Basic Materials 2.5%