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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 10 of 25  ·  494 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 HSY HERSHEY CO Consumer Defensive 14,862.0 $2.7M 0.02% -482.0 -3.1% $181.98 +2.7%
182 VTR VENTAS INC Real Estate 34,829.0 $2.7M 0.02% -737.0 -2.1% $77.38 +13.0%
183 ICF ISHARES TR 44,928.0 $2.7M 0.02% -2K -4.6% $59.67 +12.2%
184 MINT PIMCO ETF TR 26,243.0 $2.6M 0.02% -30K -53.3% $100.34 +0.2%
185 DEO DIAGEO PLC Consumer Defensive 29,021.0 $2.5M 0.01% -9K -23.5% $86.27 -5.3%
186 XRN GLOBAL MED REIT INC Financial Services 73,334.0 $2.5M 0.01% -20K -21.0% $33.74 -0.6%
187 NVT NVENT ELECTRIC PLC Industrials 24,204.0 $2.5M 0.01% -148.0 -0.6% $101.97 +65.7%
188 MRNA MODERNA INC Healthcare 83,567.0 $2.5M 0.01% -6K -7.0% $29.49 +66.3%
189 EFAV ISHARES TR 28,567.0 $2.5M 0.01% -10K -25.5% $86.25 +6.1%
190 AWK AMERICAN WTR WKS CO INC NEW Utilities 18,854.0 $2.5M 0.01% -2K -8.1% $130.50 -4.3%
191 PDP INVESCO EXCHANGE TRADED FD 21,048.0 $2.5M 0.01% -1K -5.5% $116.41 +17.7%
192 VALE VALE S A Basic Materials 185,917.0 $2.4M 0.01% -35K -15.9% $13.03 +25.2%
193 CNH INDL N V 259,199.0 $2.4M 0.01% -68K -20.7% $9.22
194 TPZ TORTOISE CAPITAL SERIES TRUS E 117,218.0 $2.4M 0.01% -15K -11.4% $20.38 +8.1%
195 NFLT ETFIS SER TR I 102,832.0 $2.4M 0.01% -883.0 -0.8% $23.04 -0.8%
196 AX AXOS FINANCIAL INC Financial Services 26,972.0 $2.3M 0.01% -671.0 -2.4% $86.16 -2.0%
197 DOC HEALTHPEAK PROPERTIES INC Real Estate 141,269.0 $2.3M 0.01% -3K -1.9% $16.08 +20.4%
198 CSGP COSTAR GROUP INC Real Estate 33,582.0 $2.3M 0.01% -1K -3.1% $67.24 -51.4%
199 EXTR EXTREME NETWORKS Technology 135,000.0 $2.2M 0.01% -1K -0.7% $16.65 +48.1%
200 ASTRAZENECA PLC 24,317.0 $2.2M 0.01% -6K -20.2% $91.93
Page 10 of 25  ·  494 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%