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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 11 of 25  ·  494 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 VONV VANGUARD SCOTTSDALE FDS 24,070.0 $2.2M 0.01% -987.0 -3.9% $92.30 +10.6%
202 KNGZ FIRST TR EXCHANGE TRADED FD 60,587.0 $2.2M 0.01% -3K -4.0% $35.81 +8.9%
203 IYW ISHARES TR 10,780.0 $2.2M 0.01% -182.0 -1.7% $199.70 +18.4%
204 KR KROGER CO Consumer Defensive 32,864.0 $2.1M 0.01% -3K -8.2% $62.48 +5.7%
205 VNQ VANGUARD INDEX FDS 22,916.0 $2.0M 0.01% -1K -6.0% $88.49 +7.4%
206 CLX CLOROX CO DEL Consumer Defensive 18,998.0 $1.9M 0.01% -2K -7.8% $100.83 -7.9%
207 HROW HARROW INC Healthcare 39,019.0 $1.9M 0.01% -7K -14.4% $49.00 -36.3%
208 DXCM DEXCOM INC Healthcare 28,576.0 $1.9M 0.01% -3K -10.7% $66.37 -7.1%
209 COHR COHERENT CORP Technology 10,174.0 $1.9M 0.01% -787.0 -7.2% $184.57 +96.6%
210 VIS VANGUARD WORLD FD 6,273.0 $1.9M 0.01% -239.0 -3.7% $298.41 +11.5%
211 XEL XCEL ENERGY INC Utilities 25,315.0 $1.9M 0.01% -2K -8.0% $73.86 +5.5%
212 JHMM JOHN HANCOCK EXCHANGE TRADE 28,513.0 $1.9M 0.01% -3K -8.1% $65.48 +8.5%
213 FELC FIDELITY COVINGTON TRUST 48,906.0 $1.9M 0.01% -687.0 -1.4% $38.17 +8.3%
214 MAMA MAMAS CREATIONS INC Consumer Defensive 138,346.0 $1.9M 0.01% -36K -20.6% $13.49 +7.1%
215 BHP BHP GROUP LTD Basic Materials 30,828.0 $1.9M 0.01% -3K -8.8% $60.37 +39.2%
216 CANADIAN PACIFIC KANSAS CIT 24,908.0 $1.8M 0.01% -2K -6.9% $73.63
217 CLF CLEVELAND-CLIFFS INC NEW Basic Materials 136,188.0 $1.8M 0.01% -58K -29.8% $13.28 -19.7%
218 ZTS ZOETIS INC Healthcare 14,302.0 $1.8M 0.01% -5K -27.3% $125.83 -41.0%
219 JPLD J P MORGAN EXCHANGE TRADED 34,381.0 $1.8M 0.01% -1K -3.8% $52.34 -0.6%
220 FMB FIRST TR EXCH TRADED FD III 35,155.0 $1.8M 0.01% -13K -27.4% $51.14 -0.6%
Page 11 of 25  ·  494 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%