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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 13 of 25  ·  494 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 FITB FIFTH THIRD BANCORP Financial Services 29,921.0 $1.4M 0.01% -7K -18.4% $46.81 +1.2%
242 CHW CALAMOS GBL DYN INCOME FUND Financial Services 186,949.0 $1.4M 0.01% -11K -5.5% $7.41 +14.3%
243 MTZ MASTEC INC Industrials 6,217.0 $1.4M 0.01% -1K -15.1% $217.37 +90.9%
244 TD TORONTO DOMINION BK ONT Financial Services 14,331.0 $1.4M 0.01% -117.0 -0.8% $94.20 +14.3%
245 PPTA PERPETUA RESOURCES CORP Basic Materials 55,076.0 $1.3M 0.01% -9K -14.3% $24.21 +16.4%
246 ZETA ZETA GLOBAL HOLDINGS CORP Technology 65,164.0 $1.3M 0.01% -1K -1.9% $20.35 -15.5%
247 CG CARLYLE GROUP INC Financial Services 21,632.0 $1.3M 0.01% -500.0 -2.3% $59.11 -21.2%
248 WAT WATERS CORP Healthcare 3,244.0 $1.2M 0.01% -67.0 -2.0% $379.83 -13.3%
249 GLAD GLADSTONE CAPITAL CORP Financial Services 59,256.0 $1.2M 0.01% -57K -48.9% $20.66 -7.0%
250 USA LIBERTY ALL STAR EQUITY FD S Financial Services 192,076.0 $1.2M 0.01% -19K -8.9% $6.28 -9.1%
251 SPHB INVESCO EXCH TRADED FD TR I 10,222.0 $1.2M 0.01% -139.0 -1.3% $116.97 +15.9%
252 MUB ISHARES TR 11,156.0 $1.2M 0.01% -1K -10.2% $107.11 -1.0%
253 SRLN SSGA ACTIVE ETF TR 28,824.0 $1.2M 0.01% -3K -10.2% $41.27 -1.8%
254 COMERICA INC 13,491.0 $1.2M 0.01% -291.0 -2.1% $86.93
255 EMD WESTERN ASSET EMERGING MKTS Financial Services 109,484.0 $1.2M 0.01% -2K -1.6% $10.63 -2.0%
256 FIS FIDELITY NATL INFORMATION S Technology 17,384.0 $1.2M 0.01% -56K -76.4% $66.46 -37.1%
257 QYLD GLOBAL X FDS 64,285.0 $1.1M 0.01% -2K -3.4% $17.67 +0.2%
258 EMN EASTMAN CHEM CO Basic Materials 17,629.0 $1.1M 0.01% -237.0 -1.3% $63.83 +12.1%
259 PRCH PORCH GROUP INC Technology 121,428.0 $1.1M 0.01% -2K -1.9% $9.13 +7.8%
260 ARLO ARLO TECHNOLOGIES INC Industrials 76,543.0 $1.1M 0.01% -916.0 -1.2% $13.99 -7.4%
Page 13 of 25  ·  494 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%