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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 20 of 25  ·  494 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 PBDC PUTNAM ETF TRUST B 14,176.0 $434K 0.00% -860.0 -5.7% $30.60 -11.6%
382 RSPT INVESCO EXCHANGE TRADED FD 9,456.0 $430K 0.00% -125.0 -1.3% $45.51 +26.4%
383 REGN REGENERON PHARMACEUTICALS Healthcare 544.0 $420K 0.00% -66.0 -10.8% $771.87 -19.7%
384 SAR SARATOGA INVT CORP Financial Services 18,194.0 $420K 0.00% -13K -42.1% $23.07 -4.5%
385 SWK STANLEY BLACK & DECKER INC Industrials 5,627.0 $418K 0.00% -953.0 -14.5% $74.29 -1.7%
386 VFMV VANGUARD WELLINGTON FD 3,190.0 $416K 0.00% -400.0 -11.1% $130.37 +7.2%
387 INGR INGREDION INC Consumer Defensive 3,745.0 $413K 0.00% -573.0 -13.3% $110.26 -8.9%
388 DT DYNATRACE INC Technology 9,452.0 $410K 0.00% -137.0 -1.4% $43.34 -6.5%
389 BDJ BLACKROCK ENHANCED EQUITY D Financial Services 43,116.0 $409K 0.00% -3K -5.7% $9.48 -5.4%
390 DCI DONALDSON INC Industrials 4,603.0 $408K 0.00% -117.0 -2.5% $88.67 -8.6%
391 KLIC KULICKE & SOFFA INDS INC Technology 8,848.0 $403K 0.00% -388.0 -4.2% $45.56 +113.7%
392 BBN BLACKROCK TAX MUNICPAL BD T Financial Services 24,623.0 $402K 0.00% -441.0 -1.8% $16.32 -4.7%
393 WPC WP CAREY INC Real Estate 6,197.0 $399K 0.00% -494.0 -7.4% $64.36 +14.6%
394 AIOT POWERFLEET INC Technology 74,623.0 $397K 0.00% -5K -6.3% $5.32 -39.8%
395 EL LAUDER ESTEE COS INC Consumer Defensive 3,705.0 $388K 0.00% -298.0 -7.4% $104.74 -26.3%
396 BAX BAXTER INTL INC Healthcare 20,182.0 $386K 0.00% -4K -15.1% $19.11 -7.5%
397 AEIS ADVANCED ENERGY INDS Industrials 1,842.0 $386K 0.00% -18.0 -1.0% $209.37 +47.7%
398 RSG REPUBLIC SVCS INC Industrials 1,816.0 $385K 0.00% -10K -84.8% $211.93 +1.9%
399 FCAL FIRST TR EXCH TRADED FD III 7,788.0 $384K 0.00% -100.0 -1.3% $49.31 -0.7%
400 SHYG ISHARES TR 8,911.0 $382K 0.00% -1K -12.8% $42.87 -1.6%
Page 20 of 25  ·  494 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%