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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 25 of 25  ·  494 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
481 NTRS NORTHERN TR CORP Financial Services 1,501.0 $205K 0.00% -66.0 -4.2% $136.67 +20.2%
482 HLN HALEON PLC Healthcare 18,301.0 $185K 0.00% -6K -25.9% $10.11 -11.9%
483 EVN EATON VANCE MUNI INCOME TRU Financial Services 17,051.0 $183K 0.00% -500.0 -2.9% $10.76 -1.5%
484 JFR NUVEEN FLOATING RATE INCOME Financial Services 22,976.0 $180K 0.00% -5K -18.5% $7.83 -4.7%
485 FXN FIRST TR EXCHANGE TRADED FD 10,910.0 $180K 0.00% -380.0 -3.4% $16.47 +35.2%
486 CIM CHIMERA INVT CORP Real Estate 13,473.0 $167K 0.00% -53K -79.8% $12.43 +5.3%
487 NEA NUVEEN AMT FREE QLTY MUN INC C Financial Services 14,268.0 $166K 0.00% -2K -10.8% $11.63 -0.9%
488 GOOD GLADSTONE COMMERCIAL CORP Real Estate 15,055.0 $161K 0.00% -14K -47.7% $10.67 +16.7%
489 NMZ NUVEEN MUN HIGH INCOME OPPOR C Financial Services 11,930.0 $122K 0.00% -3K -21.2% $10.19 -0.6%
490 SOUN SOUNDHOUND AI INC Technology 10,471.0 $104K 0.00% -4K -28.3% $9.97 -14.5%
491 DC DAKOTA GOLD CORP Basic Materials 12,637.0 $72K -10K -43.5% $5.68 +10.0%
492 RPAY REPAY HLDGS CORP Technology 10,611.0 $39K -7K -40.7% $3.65 -7.7%
493 TRAEGER INC 35,300.0 $38K -11K -23.1% $1.08
494 BZAI BLAIZE HLDGS INC Technology 14,500.0 $28K -5K -24.9% $1.95 -32.8%
Page 25 of 25  ·  494 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%