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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 4 of 25  ·  494 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 PM PHILIP MORRIS INTL INC Consumer Defensive 82,102.0 $13.2M 0.08% -595.0 -0.7% $160.40 +17.5%
62 USMV ISHARES TR 139,415.0 $13.1M 0.08% -20K -12.8% $94.16 +0.8%
63 AIG AMERICAN INTL GROUP INC Financial Services 151,015.0 $12.9M 0.08% -23K -13.1% $85.55 -10.7%
64 UPS UNITED PARCEL SERVICE INC Industrials 128,917.0 $12.8M 0.08% -2K -1.2% $99.19 -3.6%
65 PSX PHILLIPS 66 Energy 98,226.0 $12.7M 0.08% -2K -1.6% $129.04 +34.1%
66 SYY SYSCO CORP Consumer Defensive 171,514.0 $12.6M 0.08% -20K -10.3% $73.69 -1.1%
67 CCD CALAMOS DYNAMIC CONV & INCO Financial Services 599,113.0 $12.5M 0.08% -33K -5.2% $20.86 +14.6%
68 ARCC ARES CAPITAL CORP Financial Services 617,702.0 $12.5M 0.08% -282K -31.4% $20.23 -7.3%
69 MS MORGAN STANLEY Financial Services 70,039.0 $12.4M 0.08% -2K -3.4% $177.53 +8.7%
70 UBER UBER TECHNOLOGIES INC Technology 151,218.0 $12.4M 0.08% -12K -7.3% $81.71 -8.7%
71 FXO FIRST TR EXCHANGE TRADED FD 194,378.0 $11.7M 0.07% -62K -24.2% $60.35 -2.6%
72 SHEL SHELL PLC Energy 159,253.0 $11.7M 0.07% -20K -10.9% $73.48 +17.3%
73 FDX FEDEX CORP Industrials 38,536.0 $11.1M 0.07% -10K -20.4% $288.86 +27.7%
74 TGT TARGET CORP Consumer Defensive 112,221.0 $11.0M 0.07% -4K -3.5% $97.75 +23.1%
75 PYPL PAYPAL HLDGS INC Financial Services 187,494.0 $10.9M 0.07% -13K -6.5% $58.38 -23.6%
76 MISL FIRST TR EXCHANGE-TRADED FD 254,255.0 $10.9M 0.07% -7K -2.6% $42.79 +4.5%
77 VDE VANGUARD WORLD FD 79,890.0 $10.1M 0.06% -418.0 -0.5% $125.92 +32.6%
78 IVW ISHARES TR 81,112.0 $10.0M 0.06% -4K -4.2% $123.26 +10.8%
79 FXR FIRST TR EXCHANGE TRADED FD 123,781.0 $9.9M 0.06% -51K -29.3% $79.87 +5.4%
80 MGM MGM RESORTS INTERNATIONAL Consumer Cyclical 267,634.0 $9.8M 0.06% -25K -8.6% $36.49 +1.0%
Page 4 of 25  ·  494 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%