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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 11 of 76  ·  1,519 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 PSX PHILLIPS 66 Energy 98,226.0 $12.7M 0.08% -2K -1.6% $129.04 +36.5%
202 SYY SYSCO CORP Consumer Defensive 171,514.0 $12.6M 0.08% -20K -10.3% $73.69 -1.5%
203 BDX BECTON DICKINSON & CO Healthcare 65,094.0 $12.6M 0.08% +5K +7.5% $194.07 -26.7%
204 XLE SELECT SECTOR SPDR TR 281,423.0 $12.6M 0.08% +161K +134.6% $44.71 +35.4%
205 FTGS FIRST TR EXCHANGE-TRADED FD 354,602.0 $12.5M 0.08% +44K +14.2% $35.35 +2.8%
206 CCD CALAMOS DYNAMIC CONV & INCO Financial Services 599,113.0 $12.5M 0.08% -33K -5.2% $20.86 +13.0%
207 ARCC ARES CAPITAL CORP Financial Services 617,702.0 $12.5M 0.08% -282K -31.4% $20.23 -7.5%
208 ROST ROSS STORES INC Consumer Cyclical 69,275.0 $12.5M 0.08% +6K +9.0% $180.14 +18.1%
209 HON HONEYWELL INTL INC Industrials 63,913.0 $12.5M 0.08% +7K +11.9% $195.09 +9.3%
210 MS MORGAN STANLEY Financial Services 70,039.0 $12.4M 0.08% -2K -3.4% $177.53 +8.4%
211 VOT VANGUARD INDEX FDS 44,533.0 $12.4M 0.08% +2K +3.7% $279.15 +1.8%
212 UBER UBER TECHNOLOGIES INC Technology 151,218.0 $12.4M 0.08% -12K -7.3% $81.71 -8.1%
213 TCHP T ROWE PRICE ETF INC 246,762.0 $12.3M 0.07% +8K +3.2% $49.86 +3.1%
214 PGR PROGRESSIVE CORP Financial Services 53,777.0 $12.2M 0.07% +32K +142.0% $227.72 -12.3%
215 YEAR AB ACTIVE ETFS INC 240,446.0 $12.1M 0.07% +41K +20.6% $50.48 -0.3%
216 TXUE THORNBURG ETF TR 384,870.0 $12.1M 0.07% +299K +346.8% $31.35 +8.7%
217 ROK ROCKWELL AUTOMATION INC Industrials 30,409.0 $11.8M 0.07% +6K +25.5% $389.08 +15.3%
218 FXO FIRST TR EXCHANGE TRADED FD 194,378.0 $11.7M 0.07% -62K -24.2% $60.35 -2.0%
219 SHEL SHELL PLC Energy 159,253.0 $11.7M 0.07% -20K -10.9% $73.48 +16.2%
220 VGT VANGUARD WORLD FD 15,382.0 $11.6M 0.07% +181.0 +1.2% $753.82 -85.1%
Page 11 of 76  ·  1,519 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%