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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 17 of 76  ·  1,519 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 ISHARES TR 293,510.0 $6.6M 0.04% +15K +5.5% $22.36
322 AMP AMERIPRISE FINL INC Financial Services 13,380.0 $6.6M 0.04% +7K +116.5% $490.36 -6.4%
323 JEPQ J P MORGAN EXCHANGE TRADED 112,396.0 $6.5M 0.04% +13K +13.3% $58.12 +2.7%
324 USFR WISDOMTREE TR 129,138.0 $6.5M 0.04% -3K -2.1% $50.32 +0.2%
325 NSC NORFOLK SOUTHN CORP Industrials 22,506.0 $6.5M 0.04% $288.72 +10.0%
326 EXPD EXPEDITORS INTL WASH INC Industrials 42,915.0 $6.4M 0.04% +2K +4.0% $149.01 +5.7%
327 VCSH VANGUARD SCOTTSDALE FDS 80,183.0 $6.4M 0.04% +4K +5.4% $79.73 -1.3%
328 AB ALLIANCEBERNSTEIN HLDG L P Financial Services 165,739.0 $6.4M 0.04% +16K +10.7% $38.48 -0.5%
329 EXPE EXPEDIA GROUP INC Consumer Cyclical 22,458.0 $6.4M 0.04% +1K +5.9% $283.31 -26.9%
330 GVA GRANITE CONSTR INC Industrials 55,143.0 $6.4M 0.04% -833.0 -1.5% $115.35 +17.1%
331 HRI HERC HLDGS INC Industrials 42,491.0 $6.3M 0.04% +5K +12.5% $148.38 -13.4%
332 CGMS CAPITAL GRP FIXED INCM ETF 225,710.0 $6.2M 0.04% +19K +9.1% $27.62 -1.2%
333 CEG CONSTELLATION ENERGY CORP Utilities 17,578.0 $6.2M 0.04% +1K +8.3% $353.28 -22.6%
334 SMLF ISHARES TR 82,919.0 $6.2M 0.04% +2K +2.4% $74.88 +8.5%
335 DFAU DIMENSIONAL ETF TRUST 131,395.0 $6.1M 0.04% +4K +2.7% $46.80 +7.7%
336 IQVIA HLDGS INC 27,190.0 $6.1M 0.04% +6K +25.4% $225.41
337 CLS CELESTICA INC Technology 20,641.0 $6.1M 0.04% +873.0 +4.4% $295.61 +18.2%
338 FTC FIRST TR EXCHANGE-TRADED AL 38,107.0 $6.1M 0.04% -2K -5.3% $159.88 +8.6%
339 DON WISDOMTREE TR 117,594.0 $6.1M 0.04% -2K -1.7% $51.60 +4.4%
340 FNX FIRST TR EXCHANGE-TRADED AL 47,280.0 $6.0M 0.04% -4K -8.7% $125.98 +7.5%
Page 17 of 76  ·  1,519 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%