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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 57 of 76  ·  1,519 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1121 EPR EPR PPTYS Real Estate 10,629.0 $530K 0.00% +549.0 +5.5% $49.90 +16.1%
1122 QTUM ETF SER SOLUTIONS 4,827.0 $529K 0.00% +428.0 +9.7% $109.66 +32.6%
1123 LNT ALLIANT ENERGY CORP Utilities 8,092.0 $526K 0.00% -649.0 -7.4% $65.01 +12.3%
1124 NGG NATIONAL GRID PLC Utilities 6,774.0 $524K 0.00% +3K +79.1% $77.36 +8.8%
1125 TDG TRANSDIGM GROUP INC Industrials 394.0 $524K 0.00% -11.0 -2.7% $1329.85 -11.3%
1126 BCE BCE INC Communication Services 21,850.0 $520K 0.00% $23.82 +1.5%
1127 QDPL PACER FDS TR 12,244.0 $520K 0.00% +7K +135.6% $42.48 +6.4%
1128 SHM SPDR SERIES TRUST 10,826.0 $520K 0.00% NEW $47.99 -0.6%
1129 WAL WESTERN ALLIANCE BANCORP Financial Services 6,167.0 $518K 0.00% -72.0 -1.1% $84.07 -9.5%
1130 DFCF DIMENSIONAL ETF TRUST 12,164.0 $518K 0.00% +450.0 +3.8% $42.56 -1.6%
1131 FAB FIRST TR EXCHANGE-TRADED AL 5,795.0 $517K 0.00% $89.15 +9.0%
1132 PFS PROVIDENT FINL SVCS INC Financial Services 26,138.0 $516K 0.00% $19.75 +9.9%
1133 IHI ISHARES TR 8,278.0 $514K 0.00% -42.0 -0.5% $62.15 -18.1%
1134 VPU VANGUARD WORLD FD 2,775.0 $514K 0.00% +307.0 +12.4% $185.08 +4.2%
1135 ALB ALBEMARLE CORP Basic Materials 3,623.0 $513K 0.00% NEW $141.47 +20.3%
1136 TM TOYOTA MOTOR CORP Consumer Cyclical 2,383.0 $510K 0.00% -736.0 -23.6% $214.14 -13.4%
1137 SNEX STONEX GROUP INC Financial Services 5,343.0 $508K 0.00% $95.13 +15.0%
1138 MCHP MICROCHIP TECHNOLOGY INC. Technology 7,935.0 $506K 0.00% -164.0 -2.0% $63.73 +44.1%
1139 RBC RBC BEARINGS INC Industrials 1,122.0 $503K 0.00% $448.43 +26.0%
1140 CEF SPROTT ASSET MANAGEMENT LP Financial Services 10,975.0 $503K 0.00% +300.0 +2.8% $45.80 +4.2%
Page 57 of 76  ·  1,519 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%