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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 61 of 76  ·  1,519 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1201 JOBY JOBY AVIATION INC Industrials 31,859.0 $421K 0.00% NEW $13.20 -21.6%
1202 REGN REGENERON PHARMACEUTICALS Healthcare 544.0 $420K 0.00% -66.0 -10.8% $771.87 -18.4%
1203 SAR SARATOGA INVT CORP Financial Services 18,194.0 $420K 0.00% -13K -42.1% $23.07 -3.8%
1204 SWK STANLEY BLACK & DECKER INC Industrials 5,627.0 $418K 0.00% -953.0 -14.5% $74.29 +1.6%
1205 EQWL INVESCO EXCHANGE TRADED FD 3,533.0 $417K 0.00% $118.16 +5.1%
1206 MWA MUELLER WTR PRODS INC Industrials 17,523.0 $417K 0.00% +6K +53.3% $23.82 +8.0%
1207 FIG FIGMA INC Technology 11,145.0 $416K 0.00% +3K +33.4% $37.37 -34.8%
1208 VFMV VANGUARD WELLINGTON FD 3,190.0 $416K 0.00% -400.0 -11.1% $130.37 +7.2%
1209 FNY FIRST TR EXCHANGE-TRADED AL 4,551.0 $415K 0.00% +47.0 +1.0% $91.19 +7.9%
1210 H HYATT HOTELS CORP Consumer Cyclical 2,586.0 $415K 0.00% NEW $160.32 +5.7%
1211 LAD LITHIA MTRS INC Consumer Cyclical 1,245.0 $414K 0.00% +119.0 +10.6% $332.33 -20.3%
1212 INGR INGREDION INC Consumer Defensive 3,745.0 $413K 0.00% -573.0 -13.3% $110.26 -8.0%
1213 BLACKROCK CALIF MUN INCOME 38,412.0 $413K 0.00% +6K +17.2% $10.74
1214 VMBS VANGUARD SCOTTSDALE FDS 8,755.0 $412K 0.00% +4K +74.1% $47.08 -2.1%
1215 NXST NEXSTAR MEDIA GROUP INC Communication Services 2,024.0 $411K 0.00% $203.05 -3.2%
1216 DT DYNATRACE INC Technology 9,452.0 $410K 0.00% -137.0 -1.4% $43.34 -8.1%
1217 BDJ BLACKROCK ENHANCED EQUITY D Financial Services 43,116.0 $409K 0.00% -3K -5.7% $9.48 -5.3%
1218 DCI DONALDSON INC Industrials 4,603.0 $408K 0.00% -117.0 -2.5% $88.67 -7.0%
1219 HTO H2O AMERICA Utilities 8,321.0 $408K 0.00% +413.0 +5.2% $48.99 +15.3%
1220 IGRO ISHARES TR 4,917.0 $407K 0.00% +144.0 +3.0% $82.77 +5.6%
Page 61 of 76  ·  1,519 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%