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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $15.6B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1533 New
Page 66 of 77  ·  1,533 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1301 FUTY FIDELITY COVINGTON TRUST 5,332.0 $301K 0.00% NEW $56.47 +2.0%
1302 RLI RLI CORP Financial Services 4,616.0 $301K 0.00% NEW $65.22 -20.1%
1303 GRC GORMAN RUPP CO Industrials 6,477.0 $301K 0.00% NEW $46.41 +52.1%
1304 BCC BOISE CASCADE CO DEL Basic Materials 3,876.0 $300K 0.00% NEW $77.33 -13.0%
1305 APAM ARTISAN PARTNERS ASSET MGMT Financial Services 6,860.0 $298K 0.00% NEW $43.40 -16.0%
1306 SKT TANGER INC Real Estate 8,735.0 $296K 0.00% NEW $33.84 +3.5%
1307 BIBL NORTHERN LTS FD TR IV 6,652.0 $296K 0.00% NEW $44.43 +18.5%
1308 RGT ROYCE GLOBAL TRUST INC Financial Services 22,753.0 $295K 0.00% NEW $12.95 +8.9%
1309 MLPX GLOBAL X FDS 4,697.0 $295K 0.00% NEW $62.71 +22.0%
1310 GEM GOLDMAN SACHS ETF TR 7,213.0 $294K 0.00% NEW $40.73 +22.0%
1311 IXG ISHARES TR 2,516.0 $294K 0.00% NEW $116.67 +4.7%
1312 SMCI SUPER MICRO COMPUTER INC Technology 6,116.0 $293K 0.00% NEW $47.94 -36.3%
1313 OKTA OKTA INC Technology 3,192.0 $293K 0.00% NEW $91.70 -6.5%
1314 DINO HF SINCLAIR CORP Energy 5,581.0 $292K 0.00% NEW $52.35 +37.2%
1315 CTBI COMMUNITY TR BANCORP INC Financial Services 5,215.0 $292K 0.00% NEW $55.95 +16.6%
1316 MWA MUELLER WTR PRODS INC Industrials 11,429.0 $292K 0.00% NEW $25.52 -2.0%
1317 SCWO 374WATER INC Industrials 1,012,894.0 $291K 0.00% NEW $0.29 +719.1%
1318 TIGR UP FINTECH HLDG LTD Financial Services 27,000.0 $288K 0.00% NEW $10.67 -45.5%
1319 SONY SONY GROUP CORP Technology 9,992.0 $288K 0.00% NEW $28.79 -20.9%
1320 ACVF ETF OPPORTUNITIES TRUST 5,813.0 $287K 0.00% NEW $49.31 +7.2%
Page 66 of 77  ·  1,533 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.2%
Industrials 13.5%
Healthcare 9.8%
Consumer Cyclical 7.5%
Consumer Defensive 6.5%
Communication Services 5.3%
Energy 4.6%
Utilities 2.6%
Basic Materials 2.5%