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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 67 of 76  ·  1,519 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1321 BRO BROWN & BROWN INC Financial Services 3,674.0 $293K 0.00% -19K -84.1% $79.70 -26.7%
1322 ACVF ETF OPPORTUNITIES TRUST 5,922.0 $292K 0.00% +109.0 +1.9% $49.39 +6.6%
1323 SKT TANGER INC Real Estate 8,748.0 $292K 0.00% $33.37 +6.0%
1324 EVRG EVERGY INC Utilities 4,018.0 $291K 0.00% $72.50 +14.5%
1325 INVX INNOVEX INTERNATIONAL INC Energy 13,300.0 $291K 0.00% -500.0 -3.6% $21.87 +46.0%
1326 SONY SONY GROUP CORP Technology 11,295.0 $289K 0.00% +1K +13.0% $25.60 -10.3%
1327 LULU LULULEMON ATHLETICA INC Consumer Cyclical 1,385.0 $288K 0.00% -411.0 -22.9% $207.81 -42.5%
1328 DFSI DIMENSIONAL ETF TRUST 6,715.0 $288K 0.00% +1K +25.3% $42.84 +4.3%
1329 UEC URANIUM ENERGY CORP Energy 24,591.0 $287K 0.00% -557.0 -2.2% $11.68 +3.2%
1330 BALL BALL CORP Consumer Cyclical 5,420.0 $287K 0.00% +1K +25.3% $52.97 +4.1%
1331 KRMN KARMAN HLDGS INC Industrials 3,915.0 $286K 0.00% NEW $73.17 -13.7%
1332 FUTY FIDELITY COVINGTON TRUST 5,167.0 $285K 0.00% -165.0 -3.1% $55.22 +3.8%
1333 NKX NUVEEN CALIFORNIA AMT QLT MU C Financial Services 22,791.0 $284K 0.00% +5K +26.0% $12.44 -0.6%
1334 ETY EATON VANCE TAX-MANAGED DIV Financial Services 18,411.0 $282K 0.00% +400.0 +2.2% $15.34 -4.6%
1335 CTBI COMMUNITY TR BANCORP INC Financial Services 4,995.0 $282K 0.00% -220.0 -4.2% $56.50 +15.6%
1336 AKRE PROFESIONALLY MANAGED PORTF 4,287.0 $281K 0.00% NEW $65.51 -16.6%
1337 APAM ARTISAN PARTNERS ASSET MGMT Financial Services 6,860.0 $279K 0.00% $40.74 -10.8%
1338 OKTA OKTA INC Technology 3,215.0 $278K 0.00% +23.0 +0.7% $86.47 -0.0%
1339 IYE ISHARES TR 5,840.0 $278K 0.00% +48.0 +0.8% $47.54 +35.8%
1340 PTY PIMCO CORPORATE & INCOME OP Financial Services 21,448.0 $277K 0.00% -2K -9.8% $12.90 -9.4%
Page 67 of 76  ·  1,519 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%