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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 74 of 76  ·  1,519 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1461 NPV NUVEEN VIRGINIA QLTY MUNCPL Financial Services 17,817.0 $197K 0.00% NEW $11.07 +2.2%
1462 PFD FLAHERTY & CRUMRINE PFD INCO C Financial Services 16,600.0 $197K 0.00% $11.87 -4.7%
1463 TU TELUS CORPORATION Communication Services 14,751.0 $194K 0.00% +210.0 +1.4% $13.17 -6.0%
1464 PDBC INVESCO ACTVELY MNGD ETC FD 14,516.0 $192K 0.00% +118.0 +0.8% $13.25 +40.5%
1465 GWRS GLOBAL WTR RES INC Utilities 21,946.0 $185K 0.00% +946.0 +4.5% $8.45 -20.7%
1466 HLN HALEON PLC Healthcare 18,301.0 $185K 0.00% -6K -25.9% $10.11 -11.9%
1467 EVN EATON VANCE MUNI INCOME TRU Financial Services 17,051.0 $183K 0.00% -500.0 -2.9% $10.76 -1.5%
1468 BLUEROCK PVT REAL ESTATE FD 12,221.0 $183K 0.00% NEW $15.00
1469 JFR NUVEEN FLOATING RATE INCOME Financial Services 22,976.0 $180K 0.00% -5K -18.5% $7.83 -4.7%
1470 FXN FIRST TR EXCHANGE TRADED FD 10,910.0 $180K 0.00% -380.0 -3.4% $16.47 +35.2%
1471 NXP NUVEEN SELECT TAX-FREE INCO Financial Services 12,248.0 $173K 0.00% +2K +14.1% $14.10 +1.0%
1472 MDIV FIRST TR EXCHANGE TRADED FD 10,775.0 $169K 0.00% NEW $15.72 +5.4%
1473 CIM CHIMERA INVT CORP Real Estate 13,473.0 $167K 0.00% -53K -79.8% $12.43 +5.3%
1474 PUTNAM ETF TRUST F 14,352.0 $166K 0.00% NEW $11.57
1475 NEA NUVEEN AMT FREE QLTY MUN INC C Financial Services 14,268.0 $166K 0.00% -2K -10.8% $11.63 -0.9%
1476 GOOD GLADSTONE COMMERCIAL CORP Real Estate 15,055.0 $161K 0.00% -14K -47.7% $10.67 +16.7%
1477 NMR NOMURA HLDGS INC Financial Services 18,500.0 $155K 0.00% $8.39 -3.7%
1478 GUT GABELLI UTIL TR Financial Services 24,458.0 $147K 0.00% +8K +44.3% $6.03 +2.7%
1479 ENVX ENOVIX CORPORATION Industrials 17,500.0 $128K 0.00% $7.31 -13.8%
1480 BLACKROCK INVT QUALITY MUN 11,360.0 $127K 0.00% $11.20
Page 74 of 76  ·  1,519 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%