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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $16.3B AUM 1,519 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 89 New 736 Added 494 Reduced 103 Exited
Page 75 of 76  ·  1,519 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1481 PCQ PIMCO CALIF MUN INCOME FD Financial Services 14,467.0 $126K 0.00% +103.0 +0.7% $8.73 -0.5%
1482 LITHIUM ARGENTINA AG 22,550.0 $126K 0.00% $5.58
1483 REPOSITRAK INC 10,000.0 $124K 0.00% $12.37
1484 FPI FARMLAND PARTNERS INC Real Estate 12,684.0 $123K 0.00% +3K +26.6% $9.69 +6.8%
1485 NMZ NUVEEN MUN HIGH INCOME OPPOR C Financial Services 11,930.0 $122K 0.00% -3K -21.2% $10.19 -0.6%
1486 LYG LLOYDS BANKING GROUP PLC Financial Services 22,241.0 $118K 0.00% +7K +44.1% $5.30 -2.6%
1487 MMU WESTERN ASSET MANAGED MUNS Financial Services 10,324.0 $108K 0.00% +214.0 +2.1% $10.44 -3.1%
1488 EXK ENDEAVOUR SILVER CORP Basic Materials 11,195.0 $105K 0.00% NEW $9.40 +14.8%
1489 SOUN SOUNDHOUND AI INC Technology 10,471.0 $104K 0.00% -4K -28.3% $9.97 -14.5%
1490 ERIC TELEFONAKTIEBOLAGET LM ERIC Technology 10,000.0 $96K 0.00% $9.65 +31.3%
1491 LITHIUM AMERS CORP NEW 22,050.0 $96K 0.00% $4.36
1492 GENELUX CORPORATION 21,779.0 $95K 0.00% $4.36
1493 DHY CREDIT SUISSE HIGH YIELD CR Financial Services 43,680.0 $87K 0.00% +11K +32.0% $2.00 -12.5%
1494 IGR CBRE GBL REAL ESTATE INC FD Financial Services 17,945.0 $79K +4K +24.2% $4.38 +5.0%
1495 HIX WESTERN ASSET HIGH INCOM FD Financial Services 18,506.0 $77K $4.16 -5.8%
1496 GGN GAMCO GLOBAL GOLD NAT RES & Financial Services 14,908.0 $77K $5.16 +1.0%
1497 PLTR PUT PALANTIR TECHNOLOGIES INC Technology 70.0 $74K $1050.00 -87.3%
1498 DC DAKOTA GOLD CORP Basic Materials 12,637.0 $72K -10K -43.5% $5.68 +10.0%
1499 FTF FRANKLIN LTD DURATION INCOM Financial Services 11,275.0 $69K $6.15 -4.6%
1500 BAYTEX ENERGY CORP 19,195.0 $62K $3.23
Page 75 of 76  ·  1,519 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.9%
Industrials 13.5%
Healthcare 10.5%
Consumer Cyclical 7.4%
Consumer Defensive 6.1%
Communication Services 5.6%
Energy 4.3%
Utilities 2.7%
Real Estate 2.5%