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Portfolio (Quarterly) Guide ↗

D.A. DAVIDSON & CO.

· CIK 0001080107
13F Portfolio $15.6B AUM Filed Oct 22, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 1533 New
Page 76 of 77  ·  1,533 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1501 TRAEGER INC 45,900.0 $56K NEW $1.22
1502 TWO HARBORS INVENTMENT CORPO 50,000.0 $50K NEW $1.00
1503 BAYTEX ENERGY CORP 19,195.0 $45K NEW $2.34
1504 ALIT ALIGHT INC Technology 13,000.0 $42K NEW $3.26 -76.0%
1505 GALT GALECTIN THERAPEUTICS INC Healthcare 10,000.0 $42K NEW $4.24 -48.2%
1506 SANA SANA BIOTECHNOLOGY INC Healthcare 11,220.0 $40K NEW $3.55 -14.9%
1507 ALLY PUT ALLY FINL INC Financial Services 60.0 $38K NEW $633.33 -93.3%
1508 PLUG PLUG POWER INC Industrials 11,703.0 $27K NEW $2.33 +46.0%
1509 REDWOOD TRUST INC 25,000.0 $25K NEW $1.00
1510 ZONE CLEANCORE SOLUTIONS INC Industrials 11,493.0 $23K NEW $2.02 -73.2%
1511 TSLA PUT TESLA INC Consumer Cyclical 9.0 $21K NEW $2333.33 -82.4%
1512 QQQ PUT INVESCO QQQ TR Financial Services 15.0 $20K NEW $1343.00 -47.6%
1513 HRTX HERON THERAPEUTICS INC Healthcare 13,500.0 $17K NEW $1.26 -30.7%
1514 PCAR PUT PACCAR INC Industrials 16.0 $15K NEW $960.00 -88.5%
1515 STX CALL SEAGATE TECHNOLOGY HLDNGS PL Technology 1.0 $14K NEW $14200.00 -94.8%
1516 AAPL PUT APPLE INC Technology 20.0 $14K NEW $682.25 -56.6%
1517 DHI PUT D R HORTON INC Consumer Cyclical 6.0 $12K NEW $2080.00 -93.4%
1518 META PUT META PLATFORMS INC Communication Services 2.0 $12K NEW $6212.50 -90.2%
1519 SRAD CALL SPORTRADAR GROUP AG Technology 10.0 $12K NEW $1210.00 -98.9%
1520 VRME VERIFYME INC Industrials 10,424.0 $9K NEW $0.89 -23.4%
Page 76 of 77  ·  1,533 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.2%
Industrials 13.5%
Healthcare 9.8%
Consumer Cyclical 7.5%
Consumer Defensive 6.5%
Communication Services 5.3%
Energy 4.6%
Utilities 2.6%
Basic Materials 2.5%