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Portfolio (Quarterly) Guide ↗

PRINCIPAL FINANCIAL GROUP INC

· CIK 0001126328
13F Portfolio $195.9B AUM 4,456 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 54 New 972 Added 1059 Reduced 118 Exited
Page 52 of 53  ·  1,059 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1021 RIG TRANSOCEAN LTD Energy 40,061.0 $165K -19K -32.7% $4.13 +77.7%
1022 NG NOVAGOLD RES INC Basic Materials 17,603.0 $164K -5K -23.7% $9.32 -16.7%
1023 UUUU ENERGY FUELS INC Energy 10,813.0 $157K -5K -29.7% $14.54 +15.4%
1024 GENI GENIUS SPORTS LIMITED Communication Services 12,924.0 $142K -4K -22.8% $11.02 -55.6%
1025 QS QUANTUMSCAPE CORP Consumer Cyclical 12,748.0 $133K -3K -19.6% $10.42 -26.4%
1026 AUR AURORA INNOVATION INC Technology 32,534.0 $125K -8K -20.1% $3.84 +86.7%
1027 PTON PELOTON INTERACTIVE INC Consumer Cyclical 19,296.0 $119K -8K -28.9% $6.16 -16.1%
1028 ADT ADT INC DEL Industrials 14,107.0 $114K -5K -27.9% $8.07 -13.3%
1029 BBAI BIGBEAR AI HLDGS INC Technology 20,307.0 $110K -395.0 -1.9% $5.40 -22.2%
1030 NUVB NUVATION BIO INC Healthcare 10,699.0 $96K -7K -39.3% $8.96 -46.5%
1031 PLUG PLUG POWER INC Industrials 48,546.0 $96K -28K -36.4% $1.97 +68.0%
1032 BUR BURFORD CAP LTD Financial Services 10,696.0 $95K -4K -28.7% $8.92 -47.3%
1033 RXRX RECURSION PHARMACEUTICALS IN Healthcare 22,202.0 $91K -6K -20.9% $4.09 -27.6%
1034 ARDX ARDELYX INC Healthcare 14,317.0 $83K -4K -21.6% $5.83 +8.9%
1035 VVR INVESCO SR INCOME TR Financial Services 22,495.0 $74K -859.0 -3.7% $3.27 -8.6%
1036 TSHA TAYSHA GENE THERAPIES INC Healthcare 12,823.0 $71K -3K -21.1% $5.50 -0.2%
1037 PHK PIMCO HIGH INCOME FD Financial Services 11,660.0 $57K -474.0 -3.9% $4.86 -7.0%
1038 BORR DRILLING LTD 11,491.0 $46K -6K -33.5% $4.03
1039 PGEN PRECIGEN INC Healthcare 10,472.0 $44K -1K -10.2% $4.18 +2.2%
1040 BFLY BUTTERFLY NETWORK INC Healthcare 11,494.0 $44K -3K -21.8% $3.80 +17.9%
Page 52 of 53  ·  1,059 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.3%
Financial Services 15.6%
Real Estate 12.1%
Consumer Cyclical 11.9%
Industrials 10.2%
Healthcare 8.3%
Communication Services 7.3%
Basic Materials 4.2%
Consumer Defensive 2.9%
Utilities 2.7%