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Portfolio (Quarterly) Guide ↗

RATIONAL ADVISORS, INC.

· CIK 0001143565
13F Portfolio $976M AUM 229 positions Filed Feb 10, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 12 New 106 Added 55 Reduced 21 Exited
Page 2 of 6  ·  106 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 GOOG ALPHABET INC Communication Services 7,757.0 $2.4M 0.25% +4K +125.5% $313.80 +20.9%
22 SCHW SCHWAB CHARLES CORP Financial Services 22,000.0 $2.2M 0.23% +18K +528.6% $99.91 -9.8%
23 TSM TAIWAN SEMICONDUCTOR MFG LTD Technology 7,082.0 $2.2M 0.22% +3K +80.9% $303.89 +33.1%
24 XOM EXXON MOBIL CORP Energy 14,699.0 $1.8M 0.18% +8K +113.5% $120.34 +28.7%
25 MCD MCDONALDS CORP Consumer Cyclical 5,774.0 $1.8M 0.18% +4K +208.8% $305.63 -7.6%
26 JPM JPMORGAN CHASE & CO. Financial Services 5,464.0 $1.8M 0.18% +2K +45.0% $322.22 -4.9%
27 PLTR PALANTIR TECHNOLOGIES INC Technology 8,440.0 $1.5M 0.15% +2K +35.5% $177.75 -23.0%
28 CRM SALESFORCE INC Technology 4,981.0 $1.3M 0.14% +5K +1691.7% $264.91 -32.0%
29 IBM INTERNATIONAL BUSINESS MACHS Technology 4,061.0 $1.2M 0.12% +942.0 +30.2% $296.21 -14.3%
30 ABBV ABBVIE INC Healthcare 4,903.0 $1.1M 0.12% +717.0 +17.1% $228.49 -5.6%
31 CAT CATERPILLAR INC Industrials 1,881.0 $1.1M 0.11% +759.0 +67.7% $572.87 +53.6%
32 WMB WILLIAMS COS INC Energy 16,594.0 $997K 0.10% +13K +356.3% $60.11 +30.5%
33 NVS NOVARTIS AG Healthcare 7,186.0 $991K 0.10% +3K +75.0% $137.87 +10.3%
34 GE GE AEROSPACE Industrials 3,194.0 $984K 0.10% +1K +85.2% $308.03 -1.7%
35 ISRG INTUITIVE SURGICAL INC Healthcare 1,665.0 $943K 0.10% +530.0 +46.7% $566.36 -22.6%
36 CSCO CISCO SYS INC Technology 12,014.0 $925K 0.10% +11K +923.3% $77.03 +56.3%
37 PANW PALO ALTO NETWORKS INC Technology 4,463.0 $822K 0.08% +2K +61.0% $184.20 +41.5%
38 DE DEERE & CO Industrials 1,737.0 $809K 0.08% +2K +2098.7% $465.57 +13.7%
39 UNH UNITEDHEALTH GROUP INC Healthcare 2,295.0 $758K 0.08% +2K +789.5% $330.11 +17.7%
40 NEE NEXTERA ENERGY INC Utilities 8,916.0 $716K 0.07% +3K +42.1% $80.28 +10.3%
Page 2 of 6  ·  106 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.4%
Financial Services 17.7%
Consumer Cyclical 15.1%
Communication Services 13.8%
Industrials 9.8%
Healthcare 7.6%
Consumer Defensive 4.8%
Real Estate 2.7%
Utilities 2.2%
Energy 1.9%