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Portfolio (Quarterly) Guide ↗

RATIONAL ADVISORS, INC.

· CIK 0001143565
13F Portfolio $1.1B AUM 231 positions Filed Jul 24, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 42 New 93 Added 54 Reduced 31 Exited
Page 2 of 5  ·  93 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 SHIFT4 PMTS INC 5,576,000.0 $5.3M 0.49% +1.3M +30.1% $0.95
22 TSM TAIWAN SEMICONDUCTOR MANUFAC Technology 10,259.0 $4.9M 0.45% +3K +44.9% $477.57 -12.3%
23 NVDA NVIDIA CORPORATION Technology 24,357.0 $4.9M 0.45% +8K +53.5% $200.09 +7.3%
24 LLY ELI LILLY & CO Healthcare 3,236.0 $3.9M 0.36% +311.0 +10.6% $1199.43 +4.7%
25 V VISA INC Financial Services 8,100.0 $2.8M 0.26% +7K +1161.7% $343.09 +8.1%
26 UBER UBER TECHNOLOGIES INC Technology 35,238.0 $2.5M 0.23% +814.0 +2.4% $72.16 +9.2%
27 BERKSHIRE HATHAWAY INC DEL 4,981.0 $2.5M 0.23% +65.0 +1.3% $500.39
28 APP APPLOVIN CORP Technology 4,423.0 $2.3M 0.21% +4K +3884.7% $515.23 -40.7%
29 GE GE AEROSPACE Industrials 5,500.0 $2.1M 0.19% +2K +72.2% $373.73 -6.8%
30 ITA ISHARES TR 4,172.0 $1.0M 0.09% +589.0 +16.4% $242.42 -2.1%
31 GS GOLDMAN SACHS GROUP INC Financial Services 979.0 $990K 0.09% +416.0 +73.9% $1011.37 +2.8%
32 ASML ASML HLDG NV Technology 145.0 $288K 0.03% +17.0 +13.3% $1989.44 -11.3%
33 AMAT APPLIED MATLS INC Technology 300.0 $217K 0.02% +41.0 +15.8% $723.00 -31.9%
34 LRCX LAM RESEARCH CORP Technology 470.0 $204K 0.02% +58.0 +14.1% $433.33 -27.5%
35 MA MASTERCARD INCORPORATED Financial Services 322.0 $165K 0.01% +27.0 +9.2% $513.60 +13.1%
36 ORCL ORACLE CORP Technology 1,057.0 $155K 0.01% +116.0 +12.3% $146.55 -0.1%
37 KLAC KLA CORP Technology 492.0 $148K 0.01% +449.0 +1044.2% $301.71 -39.0%
38 HD HOME DEPOT INC Consumer Cyclical 369.0 $130K 0.01% +45.0 +13.9% $352.68 -4.8%
39 SHY ISHARES TR 1,463.0 $120K 0.01% +775.0 +112.7% $82.11 -0.1%
40 TXN TEXAS INSTRS INC Technology 336.0 $100K 0.01% +18.0 +5.7% $298.07 -11.3%
Page 2 of 5  ·  93 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.5%
Financial Services 20.8%
Industrials 12.2%
Communication Services 11.4%
Real Estate 9.0%
Consumer Cyclical 6.5%
Healthcare 5.5%
Consumer Defensive 4.2%
Energy 3.5%
Basic Materials 0.5%