Portfolio (Quarterly) Guide ↗

RATIONAL ADVISORS, INC.

· CIK 0001143565

13F Portfolio $976M AUM 229 positions Filed Feb 10, 2026 EDGAR ↗ ← All Funds

Q4 2025 Q3 2025 · All 12 New 106 Added 55 Reduced 21 Exited

Page 3 of 6 · 106 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
41	CEG	CONSTELLATION ENERGY CORP	Utilities	2,010.0	$710K	0.07%	+750.0	+59.5%	$353.27	-16.8%
42	NRG	NRG ENERGY INC	Utilities	2,418.0	$385K	0.04%	+1K	+102.2%	$159.24	-13.6%
43	VST	VISTRA CORP	Utilities	2,377.0	$383K	0.04%	+1K	+127.2%	$161.33	-3.1%
44	TTWO	TAKE-TWO INTERACTIVE SOFTWAR	Communication Services	1,291.0	$331K	0.03%	+328.0	+34.1%	$256.03	-11.1%
45	IEF	ISHARES TR	—	2,494.0	$240K	0.03%	+2K	+866.7%	$96.16	-2.4%
46	MA	MASTERCARD INCORPORATED	Financial Services	295.0	$168K	0.02%	+32.0	+12.2%	$570.88	-12.7%
47	ASML	ASML HOLDING N V	Technology	128.0	$137K	0.01%	+15.0	+13.3%	$1069.86	+52.6%
48	APP	APPLOVIN CORP	Technology	111.0	$75K	0.01%	+9.0	+8.8%	$673.82	-28.5%
49	TMUS	T-MOBILE US INC	Communication Services	365.0	$74K	0.01%	+34.0	+10.3%	$203.04	-5.7%
50	ABT	ABBOTT LABS	Healthcare	570.0	$71K	0.01%	+57.0	+11.1%	$125.29	-30.2%
51	LRCX	LAM RESEARCH CORP	Technology	412.0	$71K	0.01%	+42.0	+11.3%	$171.18	+78.4%
52	AMAT	APPLIED MATLS INC	Technology	259.0	$67K	0.01%	+25.0	+10.7%	$256.99	+68.2%
53	LIN	LINDE PLC	Basic Materials	155.0	$66K	0.01%	+17.0	+12.3%	$426.39	+21.4%
54	QCOM	QUALCOMM INC	Technology	351.0	$60K	0.01%	+40.0	+12.9%	$171.05	+39.2%
55	AMGN	AMGEN INC	Healthcare	175.0	$57K	0.01%	+20.0	+12.9%	$327.31	+3.7%
56	SHY	ISHARES TR	—	688.0	$57K	0.01%	+602.0	+700.0%	$82.82	-0.8%
57	TXN	TEXAS INSTRS INC	Technology	318.0	$55K	0.01%	+53.0	+20.0%	$173.49	+78.2%
58	SPGI	S&P GLOBAL INC	Financial Services	100.0	$52K	0.01%	+10.0	+11.1%	$522.59	-20.1%
59	KLAC	KLA CORP	Technology	43.0	$52K	0.01%	+5.0	+13.2%	$1215.07	+55.4%
60	BSX	BOSTON SCIENTIFIC CORP	Healthcare	495.0	$47K	0.01%	+60.0	+13.8%	$95.35	-39.4%

Page 3 of 6 · 106 positions

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 24.4%

Financial Services 17.7%

Consumer Cyclical 15.1%

Communication Services 13.8%

Industrials 9.8%

Healthcare 7.6%

Consumer Defensive 4.8%

Real Estate 2.7%

Utilities 2.2%

Energy 1.9%