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Portfolio (Quarterly) Guide ↗

RATIONAL ADVISORS, INC.

· CIK 0001143565
13F Portfolio $1.0B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 193 New
Page 6 of 10  ·  193 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 CAT CATERPILLAR INC Industrials 1,122.0 $535K 0.05% NEW $477.15 +90.4%
102 NVS NOVARTIS AG Healthcare 4,106.0 $527K 0.05% NEW $128.24 +17.6%
103 GE GE AEROSPACE Industrials 1,725.0 $519K 0.05% NEW $300.82 +4.5%
104 ISRG INTUITIVE SURGICAL INC Healthcare 1,135.0 $508K 0.05% NEW $447.23 -2.4%
105 GLW CORNING INC Technology 6,085.0 $499K 0.05% NEW $82.03 +139.2%
106 AMD ADVANCED MICRO DEVICES INC Technology 3,026.0 $490K 0.05% NEW $161.79 +211.4%
107 NEE NEXTERA ENERGY INC Utilities 6,275.0 $474K 0.05% NEW $75.49 +16.1%
108 BLK BLACKROCK INC Financial Services 393.0 $458K 0.05% NEW $1165.87 -7.6%
109 CEG CONSTELLATION ENERGY CORP Utilities 1,260.0 $415K 0.04% NEW $329.07 -8.4%
110 EQIX EQUINIX INC Real Estate 501.0 $392K 0.04% NEW $783.24 +37.6%
111 PLD PROLOGIS INC. Real Estate 2,980.0 $341K 0.03% NEW $114.52 +28.3%
112 AMT AMERICAN TOWER CORP NEW Real Estate 1,748.0 $336K 0.03% NEW $192.32 -3.8%
113 SCHW SCHWAB CHARLES CORP Financial Services 3,500.0 $334K 0.03% NEW $95.47 -6.4%
114 ALB ALBEMARLE CORP Basic Materials 3,610.0 $293K 0.03% NEW $81.08 +115.5%
115 AFRM AFFIRM HLDGS INC Technology 4,000.0 $292K 0.03% NEW $73.08 -5.2%
116 CALX CALIX INC Technology 4,637.0 $285K 0.03% NEW $61.37 -34.3%
117 EA ELECTRONIC ARTS INC Communication Services 1,400.0 $282K 0.03% NEW $201.70 -0.3%
118 TTWO TAKE-TWO INTERACTIVE SOFTWAR Communication Services 963.0 $249K 0.03% NEW $258.36 -14.6%
119 WMB WILLIAMS COS INC Energy 3,637.0 $230K 0.02% NEW $63.35 +23.9%
120 VST VISTRA CORP Utilities 1,046.0 $205K 0.02% NEW $195.92 -20.2%
Page 6 of 10  ·  193 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.2%
Communication Services 19.4%
Consumer Cyclical 18.6%
Financial Services 17.3%
Consumer Defensive 6.1%
Industrials 3.6%
Healthcare 3.2%
Utilities 0.9%
Real Estate 0.7%
Energy 0.7%