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Portfolio (Quarterly) Guide ↗

RATIONAL ADVISORS, INC.

· CIK 0001143565
13F Portfolio $1.1B AUM 231 positions Filed Jul 24, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 42 New 93 Added 54 Reduced 31 Exited
Page 3 of 10  ·  195 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 GOOGL ALPHABET INC Communication Services 16,374.0 $5.9M 0.54% -7K -30.6% $357.37 -3.5%
42 HALOZYME THERAPEUTICS INC 5,110,000.0 $5.7M 0.52% +2.7M +109.4% $1.11
43 DRAFTKINGS INC NEW 5,780,000.0 $5.4M 0.49% $0.93
44 SHIFT4 PMTS INC 5,576,000.0 $5.3M 0.49% +1.3M +30.1% $0.95
45 WDC WESTERN DIGITAL CORP Technology 8,300.0 $5.3M 0.49% NEW $638.72 -28.1%
46 BOEING CO 78,000.0 $5.3M 0.48% NEW $67.78
47 TSM TAIWAN SEMICONDUCTOR MANUFAC Technology 10,259.0 $4.9M 0.45% +3K +44.9% $477.57 -12.3%
48 NVDA NVIDIA CORPORATION Technology 24,357.0 $4.9M 0.45% +8K +53.5% $200.09 +7.3%
49 MOOG INC 10,800.0 $4.6M 0.42% -4K -27.5% $423.84
50 AAPL APPLE INC Technology 15,510.0 $4.5M 0.41% -4K -20.6% $289.36 +6.9%
51 AMZN AMAZON COM INC Consumer Cyclical 18,698.0 $4.5M 0.41% -6K -24.5% $238.34 +8.5%
52 SCHI SCHWAB STRATEGIC TR 184,358.0 $4.2M 0.38% -330K -64.2% $22.64 -2.0%
53 ARES MANAGEMENT CORPORATION 112,700.0 $4.1M 0.38% -45K -28.7% $36.65
54 ITT ITT INC Industrials 20,000.0 $4.0M 0.36% $197.76 +5.2%
55 VMBS VANGUARD SCOTTSDALE FDS 84,165.0 $3.9M 0.36% NEW $46.81 -1.4%
56 LLY ELI LILLY & CO Healthcare 3,236.0 $3.9M 0.36% +311.0 +10.6% $1199.43 +4.6%
57 ON SEMICONDUCTOR CORP 2,712,000.0 $3.3M 0.30% -7.2M -72.8% $1.21
58 SOUTHERN CO 2,820,000.0 $3.1M 0.28% NEW $1.10
59 WMT WALMART INC Consumer Defensive 27,294.0 $3.1M 0.28% -9K -25.2% $113.26 -8.4%
60 KKR & CO INC 69,800.0 $2.8M 0.26% -81K -53.6% $39.85
Page 3 of 10  ·  195 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.5%
Financial Services 20.8%
Industrials 12.2%
Communication Services 11.4%
Real Estate 9.0%
Consumer Cyclical 6.5%
Healthcare 5.5%
Consumer Defensive 4.2%
Energy 3.5%
Basic Materials 0.5%