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Portfolio (Quarterly) Guide ↗

RATIONAL ADVISORS, INC.

· CIK 0001143565
13F Portfolio $1.0B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 193 New
Page 5 of 10  ·  193 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 HSBC HSBC HLDGS PLC Financial Services 14,685.0 $1.0M 0.10% NEW $70.98 +31.1%
82 COINBASE GLOBAL INC 800,000.0 $1.0M 0.10% NEW $1.26
83 ETSY INC 15,100.0 $1.0M 0.10% NEW $66.39
84 CMG CHIPOTLE MEXICAN GRILL INC Consumer Cyclical 25,000.0 $980K 0.10% NEW $39.19 -18.0%
85 ABBV ABBVIE INC Healthcare 4,186.0 $969K 0.10% NEW $231.54 -8.2%
86 LLY ELI LILLY & CO Healthcare 1,176.0 $897K 0.09% NEW $763.00 +41.1%
87 IBM INTERNATIONAL BUSINESS MACHS Technology 3,119.0 $880K 0.09% NEW $282.16 -11.3%
88 GOOG ALPHABET INC Communication Services 3,440.0 $838K 0.08% NEW $243.55 +56.8%
89 BERKSHIRE HATHAWAY INC DEL 1,639.0 $824K 0.08% NEW $502.74
90 SNPS SYNOPSYS INC Technology 1,616.0 $797K 0.08% NEW $493.39 +8.1%
91 HOOD ROBINHOOD MKTS INC Financial Services 5,488.0 $786K 0.08% NEW $143.18 -48.3%
92 XOM EXXON MOBIL CORP Energy 6,885.0 $776K 0.08% NEW $112.75 +33.5%
93 ITA ISHARES TR 3,703.0 $775K 0.08% NEW $209.26 +9.7%
94 HD HOME DEPOT INC Consumer Cyclical 1,903.0 $771K 0.08% NEW $405.19 -23.6%
95 CDNS CADENCE DESIGN SYSTEM INC Technology 2,159.0 $758K 0.07% NEW $351.26 +8.4%
96 ORCL ORACLE CORP Technology 2,614.0 $735K 0.07% NEW $281.24 -32.1%
97 IHAK ISHARES TR 12,641.0 $662K 0.07% NEW $52.33 +8.9%
98 MCD MCDONALDS CORP Consumer Cyclical 1,870.0 $568K 0.06% NEW $303.89 -8.2%
99 PANW PALO ALTO NETWORKS INC Technology 2,772.0 $564K 0.06% NEW $203.62 +25.6%
100 HON HONEYWELL INTL INC Industrials 2,672.0 $562K 0.06% NEW $210.50 +10.2%
Page 5 of 10  ·  193 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.2%
Communication Services 19.4%
Consumer Cyclical 18.6%
Financial Services 17.3%
Consumer Defensive 6.1%
Industrials 3.6%
Healthcare 3.2%
Utilities 0.9%
Real Estate 0.7%
Energy 0.7%