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Portfolio (Quarterly) Guide ↗

RATIONAL ADVISORS, INC.

· CIK 0001143565
13F Portfolio $1.1B AUM 231 positions Filed Jul 24, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 42 New 93 Added 54 Reduced 31 Exited
Page 5 of 10  ·  195 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 AMD ADVANCED MICRO DEVICES INC Technology 2,024.0 $1.2M 0.11% -547.0 -21.3% $580.91 -18.5%
82 ABBV ABBVIE INC Healthcare 4,574.0 $1.2M 0.11% -329.0 -6.7% $251.64 +5.3%
83 BX BLACKSTONE INC Financial Services 9,754.0 $1.1M 0.10% -5K -33.7% $117.67 +21.8%
84 XLK SELECT SECTOR SPDR TR 6,000.0 $1.1M 0.10% NEW $190.52 -3.8%
85 SPOT SPOTIFY TECHNOLOGY S A Communication Services 2,370.0 $1.1M 0.10% -3K -55.1% $459.13 +16.2%
86 DE DEERE & CO Industrials 1,694.0 $1.1M 0.10% -43.0 -2.5% $634.33 +2.1%
87 TDG TRANSDIGM GROUP INC Industrials 790.0 $1.1M 0.10% -2K -72.9% $1332.04 -9.9%
88 LNG CHENIERE ENERGY INC Energy 4,400.0 $1.1M 0.10% NEW $239.01 +16.1%
89 ITA ISHARES TR 4,172.0 $1.0M 0.09% +589.0 +16.4% $242.42 -2.1%
90 GS GOLDMAN SACHS GROUP INC Financial Services 979.0 $990K 0.09% +416.0 +73.9% $1011.37 +2.8%
91 XLP SELECT SECTOR SPDR TR 11,852.0 $985K 0.09% NEW $83.07 +3.5%
92 CVX CHEVRON CORPORATION Energy 5,928.0 $983K 0.09% NEW $165.76 +23.8%
93 CAT CATERPILLAR INC Industrials 908.0 $967K 0.09% -973.0 -51.7% $1064.90 -22.3%
94 CBRE CBRE GROUP INC Real Estate 7,100.0 $956K 0.09% NEW $134.69 +12.9%
95 JOBY AVIATION INC 1,007,000.0 $913K 0.08% NEW $0.91
96 UNH UNITEDHEALTH GROUP INC Healthcare 2,155.0 $896K 0.08% -140.0 -6.1% $415.63 -6.1%
97 VRT VERTIV HOLDINGS CO Industrials 2,482.0 $831K 0.08% NEW $334.82 -21.8%
98 SPACE EXPLORATION TECHN CORP 4,835.0 $826K 0.08% NEW $170.86
99 SMCI SUPER MICRO COMPUTER INC Technology 27,244.0 $799K 0.07% NEW $29.33 +27.0%
100 MOD MODINE MFG CO Consumer Cyclical 2,991.0 $799K 0.07% NEW $267.02 -26.0%
Page 5 of 10  ·  195 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.5%
Financial Services 20.8%
Industrials 12.2%
Communication Services 11.4%
Real Estate 9.0%
Consumer Cyclical 6.5%
Healthcare 5.5%
Consumer Defensive 4.2%
Energy 3.5%
Basic Materials 0.5%