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Portfolio (Quarterly) Guide ↗

RATIONAL ADVISORS, INC.

· CIK 0001143565
13F Portfolio $976M AUM 229 positions Filed Feb 10, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 12 New 106 Added 55 Reduced 21 Exited
Page 7 of 10  ·  184 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 TMUS T-MOBILE US INC Communication Services 365.0 $74K 0.01% +34.0 +10.3% $203.04 -5.7%
122 ABT ABBOTT LABS Healthcare 570.0 $71K 0.01% +57.0 +11.1% $125.29 -30.2%
123 LRCX LAM RESEARCH CORP Technology 412.0 $71K 0.01% +42.0 +11.3% $171.18 +78.4%
124 AMAT APPLIED MATLS INC Technology 259.0 $67K 0.01% +25.0 +10.7% $256.99 +68.2%
125 LIN LINDE PLC Basic Materials 155.0 $66K 0.01% +17.0 +12.3% $426.39 +21.4%
126 QCOM QUALCOMM INC Technology 351.0 $60K 0.01% +40.0 +12.9% $171.05 +39.2%
127 AMGN AMGEN INC Healthcare 175.0 $57K 0.01% +20.0 +12.9% $327.31 +3.7%
128 SHY ISHARES TR 688.0 $57K 0.01% +602.0 +700.0% $82.82 -0.8%
129 BLK BLACKROCK INC Financial Services 53.0 $57K 0.01% -340.0 -86.5% $1070.34 +0.2%
130 TXN TEXAS INSTRS INC Technology 318.0 $55K 0.01% +53.0 +20.0% $173.49 +78.2%
131 SPGI S&P GLOBAL INC Financial Services 100.0 $52K 0.01% +10.0 +11.1% $522.59 -20.1%
132 KLAC KLA CORP Technology 43.0 $52K 0.01% +5.0 +13.2% $1215.07 +55.4%
133 BSX BOSTON SCIENTIFIC CORP Healthcare 495.0 $47K 0.01% +60.0 +13.8% $95.35 -39.4%
134 ADBE ADOBE INC Technology 134.0 $47K 0.01% +15.0 +12.6% $349.99 -30.1%
135 SYK STRYKER CORPORATION Healthcare 125.0 $44K 0.00% +15.0 +13.6% $351.47 -10.0%
136 LOW LOWES COS INC Consumer Cyclical 182.0 $44K 0.00% +25.0 +15.9% $241.16 -10.8%
137 VRTX VERTEX PHARMACEUTICALS INC Healthcare 84.0 $38K 0.00% +10.0 +13.5% $453.36 -4.2%
138 LMT LOCKHEED MARTIN CORP Industrials 76.0 $37K 0.00% +10.0 +15.2% $483.67 +10.2%
139 PH PARKER-HANNIFIN CORP Industrials 41.0 $36K 0.00% +4.0 +10.8% $878.95 -1.4%
140 HCA HCA HEALTHCARE INC Healthcare 75.0 $35K 0.00% +6.0 +8.7% $466.87 -15.6%
Page 7 of 10  ·  184 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.4%
Financial Services 17.7%
Consumer Cyclical 15.1%
Communication Services 13.8%
Industrials 9.8%
Healthcare 7.6%
Consumer Defensive 4.8%
Real Estate 2.7%
Utilities 2.2%
Energy 1.9%