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Portfolio (Quarterly) Guide ↗

RATIONAL ADVISORS, INC.

· CIK 0001143565
13F Portfolio $1.1B AUM 231 positions Filed Jul 24, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 42 New 93 Added 54 Reduced 31 Exited
Page 7 of 10  ·  195 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 AMAT APPLIED MATLS INC Technology 300.0 $217K 0.02% +41.0 +15.8% $723.00 -31.9%
122 LRCX LAM RESEARCH CORP Technology 470.0 $204K 0.02% +58.0 +14.1% $433.33 -27.5%
123 CSCO CISCO SYS INC Technology 1,451.0 $170K 0.02% -11K -87.9% $117.46 -5.5%
124 MA MASTERCARD INCORPORATED Financial Services 322.0 $165K 0.01% +27.0 +9.2% $513.60 +13.1%
125 ORCL ORACLE CORP Technology 1,057.0 $155K 0.01% +116.0 +12.3% $146.55 -0.1%
126 KLAC KLA CORP Technology 492.0 $148K 0.01% +449.0 +1044.2% $301.71 -39.0%
127 HD HOME DEPOT INC Consumer Cyclical 369.0 $130K 0.01% +45.0 +13.9% $352.68 -4.8%
128 SHY ISHARES TR 1,463.0 $120K 0.01% +775.0 +112.7% $82.11 -0.1%
129 PLTR PALANTIR TECHNOLOGIES INC Technology 873.0 $102K 0.01% -8K -89.7% $116.67 +54.2%
130 TXN TEXAS INSTRS INC Technology 336.0 $100K 0.01% +18.0 +5.7% $298.07 -11.3%
131 LIN LINDE PLC Basic Materials 170.0 $88K 0.01% +15.0 +9.7% $518.94 -6.0%
132 AXP AMERICAN EXPRESS CO Financial Services 248.0 $84K 0.01% -6K -96.0% $338.25 -0.7%
133 QCOM QUALCOMM INC Technology 391.0 $72K 0.01% +40.0 +11.4% $184.79 -13.0%
134 AMGN AMGEN INC Healthcare 199.0 $72K 0.01% +24.0 +13.7% $362.12 +21.3%
135 TMUS T-MOBILE US INC Communication Services 402.0 $67K 0.01% +37.0 +10.1% $167.73 +9.1%
136 ABT ABBOTT LABORATORIES Healthcare 644.0 $58K 0.01% +74.0 +13.0% $90.74 +28.5%
137 BLK BLACKROCK INC Financial Services 60.0 $58K 0.01% +7.0 +13.2% $961.57 +20.3%
138 ISRG INTUITIVE SURGICAL INC Healthcare 131.0 $52K 0.01% -2K -92.1% $397.68 -4.7%
139 CRM SALESFORCE INC Technology 309.0 $48K 0.00% -5K -93.8% $156.66 +33.5%
140 VRTX VERTEX PHARMACEUTICALS INC Healthcare 92.0 $46K 0.00% +8.0 +9.5% $496.73 +10.3%
Page 7 of 10  ·  195 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.5%
Financial Services 20.8%
Industrials 12.2%
Communication Services 11.4%
Real Estate 9.0%
Consumer Cyclical 6.5%
Healthcare 5.5%
Consumer Defensive 4.2%
Energy 3.5%
Basic Materials 0.5%