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Portfolio (Quarterly) Guide ↗

HENNESSY ADVISORS INC

· CIK 0001145255
13F Portfolio $2.8B AUM 283 positions Filed Jan 27, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 9 New 18 Added 226 Reduced 7 Exited
Page 6 of 15  ·  283 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 BAC Bank of America Corp Financial Services 143,700.0 $7.9M 0.28% -7K -4.7% $55.00 -6.4%
102 PAA Plains All American Pipeline LP Energy 438,196.0 $7.9M 0.28% $17.96 +31.8%
103 ALL Allstate Corp/The Financial Services 37,712.0 $7.8M 0.28% -2K -6.0% $208.15 +3.0%
104 WFC Wells Fargo & Co Financial Services 84,000.0 $7.8M 0.28% -6K -6.6% $93.20 -18.7%
105 CNO CNO Financial Group Inc Financial Services 183,600.0 $7.8M 0.28% -12K -6.1% $42.47 +11.6%
106 DRVN Driven Brands Hldgs Inc Consumer Cyclical 523,200.0 $7.8M 0.28% -34K -6.1% $14.82 -9.0%
107 RTX RTX Corp Industrials 42,100.0 $7.7M 0.27% -2K -5.4% $183.40 -4.7%
108 CVS CVS Health Corp Healthcare 97,000.0 $7.7M 0.27% -5K -5.3% $79.36 +17.6%
109 SUN Sunoco LP/Sunoco Fin Corp Energy 145,100.0 $7.6M 0.27% -9K -6.1% $52.41 +37.3%
110 GRPN Groupon Inc Communication Services 429,800.0 $7.6M 0.27% -28K -6.1% $17.61 +3.5%
111 POST Post Holdings Inc Consumer Defensive 75,800.0 $7.5M 0.27% -5K -6.1% $99.05 -1.6%
112 PEP PepsiCo Inc Consumer Defensive 52,300.0 $7.5M 0.27% -2K -4.0% $143.52 +3.7%
113 GSK GSK PLC Healthcare 152,660.0 $7.5M 0.27% -8K -5.3% $49.04 +5.1%
114 COP ConocoPhillips Energy 79,624.0 $7.5M 0.26% -3K -3.8% $93.61 +28.8%
115 VIRT Virtu Financial Inc Financial Services 222,900.0 $7.4M 0.26% -14K -6.1% $33.32 +61.4%
116 SWX Southwest Gas Holdings Inc Utilities 92,217.0 $7.4M 0.26% -2K -2.4% $80.02 +12.0%
117 MCD McDonald's Corp Consumer Cyclical 24,000.0 $7.3M 0.26% -7K -22.3% $305.63 -7.0%
118 RY Royal Bank of Canada Financial Services 42,300.0 $7.2M 0.26% -2K -5.4% $170.49 +9.8%
119 UNM Unum Group Financial Services 92,600.0 $7.2M 0.25% -6K -6.1% $77.50 +8.2%
120 XEL Xcel Energy Inc Utilities 97,099.0 $7.2M 0.25% -3K -2.7% $73.86 +8.1%
Page 6 of 15  ·  283 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Consumer Cyclical 16.8%
Industrials 16.3%
Technology 12.7%
Energy 12.6%
Financial Services 11.5%
Utilities 10.2%
Consumer Defensive 7.1%
Healthcare 5.2%
Communication Services 4.9%
Real Estate 2.5%