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Portfolio (Quarterly) Guide ↗

BNP PARIBAS FINANCIAL MARKETS

· CIK 0001166588
13F Portfolio $205.8B AUM 17,681 positions Filed May 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 581 New 2339 Added 2339 Reduced 505 Exited
Page 285 of 291  ·  5,804 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5681 SRG Seritage Growth Properties Real Estate 38.0 $107.0 NEW $2.82 -10.5%
5682 PFFA Virtus InfraCap US Preferred Stock ETF 5.0 $102.0 -13.0 -72.2% $20.40 +5.5%
5683 Talphera Inc 136.0 $102.0 $0.75
5684 ORGN Origin Materials Inc Basic Materials 44.0 $100.0 NEW $2.27 -32.7%
5685 CLST Catalyst Bancorp Inc Financial Services 6.0 $99.0 $16.50 -3.9%
5686 Citius Pharmaceuticals Inc 107.0 $96.0 $0.90
5687 Cue Biopharma Inc 415.0 $95.0 $0.23
5688 SPRO Spero Therapeutics Inc Healthcare 40.0 $94.0 $2.35 +9.8%
5689 PASG Passage Bio Inc Healthcare 12.0 $94.0 $7.83 -34.6%
5690 DXLG Destination XL Group Inc Consumer Cyclical 181.0 $92.0 -36.0 -16.6% $0.51 +34.8%
5691 FBLG Fibrobiologics Inc Healthcare 66.0 $87.0 NEW $1.32 -17.3%
5692 XOVR ERShares Private-Public Crossover ETF 5.0 $84.0 NEW $16.80 +14.1%
5693 PHI PLDT Inc Communication Services 4.0 $84.0 NEW $21.00 -8.3%
5694 EPSM Epsium Enterprise Ltd Consumer Defensive 58.0 $82.0 NEW $1.41 -5.9%
5695 BTAI Bioxcel Therapeutics Inc Healthcare 59.0 $79.0 +47.0 +391.7% $1.34 -15.6%
5696 VIOT Viomi Technology Co Ltd Consumer Cyclical 70.0 $78.0 NEW $1.11 -14.6%
5697 FCUV Focus Universal Inc Technology 21.0 $76.0 NEW $3.62 -76.3%
5698 BioAtla Inc 472.0 $76.0 $0.16
5699 ALC Alcon AG Healthcare 1.0 $75.0 -460K -100.0% $75.00 -12.0%
5700 DRIO DarioHealth Corp Healthcare 9.0 $72.0 $8.00 +4.4%
Page 285 of 291  ·  5,804 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.3%
Financial Services 14.5%
Consumer Cyclical 10.5%
Healthcare 10.1%
Industrials 9.0%
Communication Services 8.0%
Consumer Defensive 4.3%
Energy 4.0%
Basic Materials 2.5%
Utilities 2.5%