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Portfolio (Quarterly) Guide ↗

SILVERBACK ASSET MANAGEMENT LLC

· CIK 0001278960
13F Portfolio $699M AUM 63 positions Filed May 21, 2026 EDGAR ↗ ← All Funds
Q1 2026 · All 21 New 13 Added 15 Reduced
Page 1 of 2  ·  21 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 SPY PUT STATE STR SPDR S&P 500 ETF T Financial Services 150,000.0 $97.6M 13.96% NEW $650.36 +15.4%
2 IWM PUT ISHARES TR 155,000.0 $38.4M 5.50% NEW $247.93 +17.8%
3 INDIE SEMICONDUCTOR INC 36,515,000.0 $34.9M 5.00% NEW $0.96
4 IWM CALL ISHARES TR 100,000.0 $24.8M 3.55% NEW $247.93 +17.8%
5 ORACLE CORP 490,000.0 $22.1M 3.16% NEW $45.01
6 SYNAPTICS INC 20,423,000.0 $21.1M 3.02% NEW $1.03
7 DROPBOX INC 17,800,000.0 $16.9M 2.42% NEW $0.95
8 ALPHATEC HLDGS INC 14,250,000.0 $14.6M 2.10% NEW $1.03
9 HAEMONETICS CORP MASS 14,283,000.0 $13.6M 1.95% NEW $0.95
10 VERTEX INC 15,000,000.0 $13.1M 1.87% NEW $0.87
11 GUIDEWIRE SOFTWARE INC 12,500,000.0 $12.5M 1.78% NEW $1.00
12 DFTX CALL DEFINIUM THERAPEUTICS INC Healthcare 294,400.0 $5.6M 0.80% NEW $18.90 +27.8%
13 KIE CALL SPDR SERIES TRUST 100,000.0 $5.5M 0.79% NEW $55.00 +6.9%
14 KIE PUT SPDR SERIES TRUST 100,000.0 $5.5M 0.79% NEW $55.00 +6.9%
15 VIAV CALL VIAVI SOLUTIONS INC Technology 100,000.0 $3.3M 0.48% NEW $33.28 +62.4%
16 BKLN PUT INVESCO EXCH TRADED FD TR II 112,100.0 $2.3M 0.33% NEW $20.41 +0.4%
17 PAR CALL PAR TECHNOLOGY CORP Technology 150,000.0 $2.0M 0.29% NEW $13.33 +16.2%
18 EYPT CALL EYEPOINT INC Healthcare 100,000.0 $1.3M 0.18% NEW $12.89 -0.1%
19 EYPT EYEPOINT INC Healthcare 50,000.0 $644K 0.09% NEW $12.89 -0.1%
20 KPTI CALL KARYOPHARM THERAPEUTICS INC Healthcare 100,000.0 $557K 0.08% NEW $5.57 +63.4%
Page 1 of 2  ·  21 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 45.2%
Consumer Cyclical 21.8%
Healthcare 16.8%
Industrials 8.3%
Financial Services 5.2%
Energy 2.8%