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Portfolio (Quarterly) Guide ↗

BASSO CAPITAL MANAGEMENT, L.P.

· CIK 0001287978
13F Portfolio $469M AUM 138 positions Filed Jul 27, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 138 New
Page 6 of 7  ·  138 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 AMZN AMAZON COM INC Consumer Cyclical 1,605.0 $383K 0.08% NEW $238.34 +9.5%
102 JCI JOHNSON CONTROLS INTERNATION Industrials 2,506.0 $366K 0.08% NEW $146.11 -2.9%
103 STUBHUB HLDGS INC 28,295.0 $364K 0.08% NEW $12.87
104 WHF WHITEHORSE FIN INC Financial Services 52,500.0 $352K 0.07% NEW $6.70 +5.2%
105 HYS PIMCO ETF TR 3,750.0 $351K 0.07% NEW $93.52 -0.4%
106 CALI BLACKROCK ETF TRUST II 6,830.0 $345K 0.07% NEW $50.53 -0.2%
107 BBN BLACKROCK TAX MUNICPAL BD TR Financial Services 21,306.0 $345K 0.07% NEW $16.17 -1.5%
108 AXP AMERICAN EXPRESS CO Financial Services 1,001.0 $339K 0.07% NEW $338.25 -0.7%
109 FSK FS KKR CAP CORP Financial Services 30,000.0 $315K 0.07% NEW $10.50 +14.6%
110 NVDA NVIDIA CORPORATION Technology 1,570.0 $314K 0.07% NEW $200.09 +6.4%
111 CRM PUT SALESFORCE INC Technology 2,000.0 $313K 0.07% NEW $156.66 +31.3%
112 SPGI S&P GLOBAL INC Financial Services 750.0 $305K 0.07% NEW $407.26 +6.3%
113 DABS DOUBLELINE ETF TRUST 6,008.0 $304K 0.07% NEW $50.68 -0.5%
114 VTV VANGUARD INDEX FDS 1,366.0 $298K 0.06% NEW $217.93 +4.1%
115 AOA ISHARES TR 2,878.0 $281K 0.06% NEW $97.61 +1.7%
116 ISHARES TR 5,633.0 $279K 0.06% NEW $49.55
117 BIV VANGUARD BD INDEX FDS 3,633.0 $279K 0.06% NEW $76.70 -1.1%
118 FGDL FRANKLIN TEMPLETON HOLDINGS Financial Services 5,197.0 $277K 0.06% NEW $53.37 +16.4%
119 GE GE AEROSPACE Industrials 742.0 $277K 0.06% NEW $373.73 -6.5%
120 WELL WELLTOWER INC Real Estate 1,193.0 $271K 0.06% NEW $226.96 +6.3%
Page 6 of 7  ·  138 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 72.4%
Technology 8.8%
Communication Services 7.6%
Industrials 4.7%
Consumer Cyclical 2.7%
Healthcare 1.3%
Consumer Defensive 1.0%
Basic Materials 0.6%
Real Estate 0.4%
Utilities 0.3%