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Portfolio (Quarterly) Guide ↗

Advisors Asset Management, Inc.

· CIK 0001297376
13F Portfolio $6.6B AUM 1,408 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2018 · All 1407 New 1 Added 3 Exited
Page 11 of 71  ·  1,407 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 AOD ABRDN TOTAL DYNAMIC DIVIDEND Financial Services 828,801.0 $8.5M 0.13% NEW $10.31 +3.9%
202 NBH NEUBERGER MUN FD INC Financial Services 805,862.0 $8.5M 0.13% NEW $10.55 -2.6%
203 SNOW SNOWFLAKE INC Technology 33,295.0 $8.5M 0.13% NEW $254.50 +28.3%
204 PM PHILIP MORRIS INTL INC Consumer Defensive 46,735.0 $8.5M 0.13% NEW $180.91 +3.7%
205 MMU WESTERN ASSET MANAGED MUNS F Financial Services 810,327.0 $8.4M 0.13% NEW $10.42 -2.3%
206 NEM NEWMONT CORP Basic Materials 90,234.0 $8.4M 0.13% NEW $93.40 +26.4%
207 TROW PRICE T ROWE GROUP INC Financial Services 74,113.0 $8.4M 0.13% NEW $113.69 -2.6%
208 NFLX NETFLIX INC. Communication Services 117,930.0 $8.4M 0.13% NEW $71.40 +9.6%
209 GHM GRAHAM CORP Industrials 67,846.0 $8.4M 0.13% NEW $123.79 -9.5%
210 NPFD NUVEEN VRIABL RAT PFD & INM Financial Services 444,389.0 $8.4M 0.13% NEW $18.82 -1.4%
211 EIM EATON VANCE MUN BD FD Financial Services 833,716.0 $8.3M 0.13% NEW $9.96 -3.6%
212 NWL NEWELL BRANDS INC Consumer Defensive 1,335,420.0 $8.2M 0.12% NEW $6.14 -2.1%
213 TDG TRANSDIGM GROUP INC Industrials 6,139.0 $8.2M 0.12% NEW $1332.04 -7.6%
214 ALGT ALLEGIANT TRAVEL CO Industrials 69,510.0 $8.2M 0.12% NEW $117.60 -29.6%
215 AMZA ETFIS SER TR I 176,626.0 $8.2M 0.12% NEW $46.19 +8.9%
216 MLPA GLOBAL X FDS 152,983.0 $8.1M 0.12% NEW $53.08 +6.9%
217 AMLP ALPS ETF TR 156,577.0 $8.1M 0.12% NEW $51.85 +6.6%
218 CAG CONAGRA BRANDS INC Consumer Defensive 598,853.0 $8.1M 0.12% NEW $13.46 +17.3%
219 GREIF INC 85,671.0 $8.0M 0.12% NEW $93.54
220 QQQX NUVEEN NASDAQ 100 DYNAMIC OV Financial Services 261,137.0 $7.9M 0.12% NEW $30.14 +1.8%
Page 11 of 71  ·  1,407 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 22.1%
Technology 21.0%
Industrials 15.4%
Communication Services 7.7%
Healthcare 7.4%
Consumer Cyclical 6.5%
Consumer Defensive 5.2%
Energy 5.1%
Utilities 3.7%
Basic Materials 3.4%