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Portfolio (Quarterly) Guide ↗

Advisors Asset Management, Inc.

· CIK 0001297376
13F Portfolio $6.6B AUM 1,408 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2018 · All 1407 New 1 Added 3 Exited
Page 15 of 71  ·  1,407 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 TRIN TRINITY CAP INC Financial Services 357,228.0 $6.4M 0.10% NEW $17.89 +1.3%
282 VST VISTRA CORP Utilities 40,202.0 $6.4M 0.10% NEW $158.63 -9.1%
283 LHX L3HARRIS TECHNOLOGIES INC Industrials 21,694.0 $6.3M 0.10% NEW $290.59 -2.6%
284 PML PIMCO MUN INCOME FD II Financial Services 827,378.0 $6.3M 0.10% NEW $7.61 -3.4%
285 ASX ASE TECHNOLOGY HLDG CO LTD Technology 138,887.0 $6.3M 0.10% NEW $45.12 -19.7%
286 RVT ROYCE SMALL CAP TRUST INC Financial Services 336,541.0 $6.2M 0.10% NEW $18.47 +1.6%
287 IGA VOYA GLBL ADV & PREM OPP FD Financial Services 622,257.0 $6.2M 0.09% NEW $9.90 +5.3%
288 BCAT BLACKROCK CAP ALLOCATION TER Financial Services 384,286.0 $6.1M 0.09% NEW $15.93 -1.2%
289 PSA PUBLIC STORAGE Real Estate 19,198.0 $6.1M 0.09% NEW $318.31 +2.5%
290 DE DEERE & CO Industrials 9,622.0 $6.1M 0.09% NEW $634.33 -6.2%
291 PYPL PAYPAL HLDGS INC Financial Services 140,223.0 $6.1M 0.09% NEW $43.18 +41.6%
292 EVT EATON VANCE TAX ADVT DIV INC Financial Services 218,584.0 $6.1M 0.09% NEW $27.68 +6.0%
293 PCAR PACCAR INC Industrials 50,116.0 $6.0M 0.09% NEW $120.12 +7.4%
294 EFR EATON VANCE SR FLTNG RTE TR Financial Services 567,622.0 $6.0M 0.09% NEW $10.60 +0.4%
295 HESM HESS MIDSTREAM LP Energy 159,390.0 $6.0M 0.09% NEW $37.60 +6.6%
296 FAST FASTENAL CO Industrials 124,716.0 $6.0M 0.09% NEW $48.03 +6.9%
297 PGR PROGRESSIVE CORP Financial Services 27,336.0 $6.0M 0.09% NEW $218.45 -5.2%
298 CRM SALESFORCE INC Technology 38,083.0 $6.0M 0.09% NEW $156.66 +26.4%
299 EFT EATON VANCE FLOATING RATE IN Financial Services 551,971.0 $6.0M 0.09% NEW $10.80 +0.5%
300 BGT BLACKROCK FLOATING RATE INC Financial Services 557,988.0 $5.9M 0.09% NEW $10.66 +2.4%
Page 15 of 71  ·  1,407 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 22.1%
Technology 21.0%
Industrials 15.4%
Communication Services 7.7%
Healthcare 7.4%
Consumer Cyclical 6.5%
Consumer Defensive 5.2%
Energy 5.1%
Utilities 3.7%
Basic Materials 3.4%