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Portfolio (Quarterly) Guide ↗

Advisors Asset Management, Inc.

· CIK 0001297376
13F Portfolio $6.6B AUM 1,408 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2018 · All 1407 New 1 Added 3 Exited
Page 2 of 71  ·  1,407 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 COST COSTCO WHOLESALE CORPORATION Consumer Defensive 38,844.0 $36.3M 0.55% NEW $935.47 +1.9%
22 AMGN AMGEN INC Healthcare 97,240.0 $35.2M 0.54% NEW $362.12 +15.8%
23 JNJ JOHNSON & JOHNSON Healthcare 137,584.0 $34.9M 0.53% NEW $253.97 +3.3%
24 HD HOME DEPOT INC Consumer Cyclical 97,906.0 $34.5M 0.53% NEW $352.68 -4.2%
25 AXP AMERICAN EXPRESS CO Financial Services 101,475.0 $34.3M 0.52% NEW $338.25 -0.6%
26 LRCX LAM RESEARCH CORP Technology 75,962.0 $32.9M 0.50% NEW $433.33 -20.7%
27 CVX CHEVRON CORPORATION Energy 198,177.0 $32.8M 0.50% NEW $165.76 +22.3%
28 NVDA NVIDIA CORPORATION Technology 155,022.0 $31.0M 0.47% NEW $200.09 +12.5%
29 KO COCA COLA CO Consumer Defensive 368,348.0 $29.9M 0.46% NEW $81.27 +7.0%
30 GEV GE VERNOVA INC Utilities 25,204.0 $29.6M 0.45% NEW $1174.86 -8.2%
31 GS GOLDMAN SACHS GROUP INC Financial Services 28,942.0 $29.3M 0.45% NEW $1011.37 +3.9%
32 APH AMPHENOL CORP Technology 160,534.0 $28.3M 0.43% NEW $176.32 -3.1%
33 PH PARKER-HANNIFIN CORP Industrials 28,149.0 $27.5M 0.42% NEW $978.12 +7.7%
34 LLY ELI LILLY & CO Healthcare 22,773.0 $27.3M 0.42% NEW $1199.43 -1.2%
35 CMI CUMMINS INC Industrials 37,979.0 $27.1M 0.41% NEW $713.21 -10.1%
36 KYN KAYNE ANDERSON ENERGY INFRST Financial Services 1,912,181.0 $26.4M 0.40% NEW $13.83 +6.7%
37 PG PROCTER & GAMBLE CO Consumer Defensive 178,914.0 $26.2M 0.40% NEW $146.64 -2.4%
38 UNH UNITEDHEALTH GROUP INC Healthcare 62,682.0 $26.1M 0.40% NEW $415.63 -4.8%
39 JPM JPMORGAN CHASE & CO Financial Services 78,621.0 $25.7M 0.39% NEW $327.33 +10.3%
40 MUC BLACKROCK MUNIHLDNGS CALI Financial Services 2,305,569.0 $25.3M 0.39% NEW $10.99 -2.7%
Page 2 of 71  ·  1,407 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 22.1%
Technology 21.0%
Industrials 15.4%
Communication Services 7.7%
Healthcare 7.4%
Consumer Cyclical 6.5%
Consumer Defensive 5.2%
Energy 5.1%
Utilities 3.7%
Basic Materials 3.4%