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Portfolio (Quarterly) Guide ↗

Advisors Asset Management, Inc.

· CIK 0001297376
13F Portfolio $6.6B AUM 1,408 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2018 · All 1407 New 1 Added 3 Exited
Page 17 of 71  ·  1,408 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 GSK GSK PLC Healthcare 106,094.0 $5.6M 0.09% NEW $52.42 -2.2%
322 MAN MANPOWERGROUP INC WIS Industrials 163,293.0 $5.5M 0.08% NEW $33.77 +71.9%
323 LGND LIGAND PHARMACEUTICALS INC Healthcare 17,228.0 $5.4M 0.08% NEW $316.09 -8.5%
324 GBDC GOLUB CAP BDC INC Financial Services 421,314.0 $5.4M 0.08% NEW $12.88 +1.7%
325 TMO THERMO FISHER SCIENTIFIC INC Healthcare 10,767.0 $5.4M 0.08% NEW $501.36 +17.2%
326 MSCI MSCI INC Financial Services 9,620.0 $5.4M 0.08% NEW $560.04 +0.3%
327 NUVEEN REAL ESTATE INCOME FD 638,694.0 $5.4M 0.08% NEW $8.43
328 WFC WELLS FARGO & CO Financial Services 65,078.0 $5.4M 0.08% NEW $82.64 +5.7%
329 ECL ECOLAB INC Basic Materials 19,281.0 $5.4M 0.08% NEW $278.61 +0.7%
330 USLM UNITED STS LIME & MINERALS I Basic Materials 51,305.0 $5.4M 0.08% NEW $104.67 +12.7%
331 SMG SCOTTS MIRACLE-GRO CO Basic Materials 78,693.0 $5.4M 0.08% NEW $68.11 -11.3%
332 ECF ELLSWORTH GROWTH & INCOME FD Financial Services 402,884.0 $5.3M 0.08% NEW $13.21 -2.3%
333 NSP INSPERITY INC Industrials 128,143.0 $5.3M 0.08% NEW $41.31 +25.3%
334 CDNS CADENCE DESIGN SYSTEM INC Technology 14,048.0 $5.3M 0.08% NEW $375.32 -14.3%
335 AESI ATLAS ENERGY SOLUTIONS INC Energy 316,304.0 $5.3M 0.08% NEW $16.61 -25.0%
336 IP INTERNATIONAL PAPER CO Consumer Cyclical 137,742.0 $5.2M 0.08% NEW $38.10 +6.1%
337 ESLT ELBIT SYS LTD Industrials 6,900.0 $5.2M 0.08% NEW $758.72 +2.1%
338 OPP RIVERNORTH DOUBLELINE STRATE Financial Services 672,863.0 $5.2M 0.08% NEW $7.72 -2.3%
339 PLD PROLOGIS INC. Real Estate 38,075.0 $5.2M 0.08% NEW $135.47 +3.7%
340 FTF FRANKLIN LTD DURATION INCOME Financial Services 887,453.0 $5.1M 0.08% NEW $5.79 +0.8%
Page 17 of 71  ·  1,408 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 22.1%
Technology 21.0%
Industrials 15.4%
Communication Services 7.7%
Healthcare 7.4%
Consumer Cyclical 6.5%
Consumer Defensive 5.2%
Energy 5.1%
Utilities 3.7%
Basic Materials 3.4%