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Portfolio (Quarterly) Guide ↗

Advisors Asset Management, Inc.

· CIK 0001297376
13F Portfolio $6.6B AUM 1,408 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2018 · All 1407 New 1 Added 3 Exited
Page 20 of 71  ·  1,408 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 NFG NATIONAL FUEL GAS CO Energy 58,479.0 $4.5M 0.07% NEW $77.21 +8.0%
382 NAD NUVEEN QUALITY MUNCP INCOME Financial Services 371,722.0 $4.5M 0.07% NEW $12.12 -3.5%
383 TRGP TARGA RES CORP Energy 16,766.0 $4.5M 0.07% NEW $268.14 +11.1%
384 FINS ANGEL OAK FINL STRATEGIES IN Financial Services 351,208.0 $4.5M 0.07% NEW $12.80 -1.7%
385 AKAM AKAMAI TECHNOLOGIES INC Technology 37,663.0 $4.5M 0.07% NEW $118.21 -2.5%
386 ERC ALLSPRING MULTI SECTOR INCOM Financial Services 480,826.0 $4.4M 0.07% NEW $9.21 +0.1%
387 EMBJ EMBRAER S.A. Industrials 69,102.0 $4.4M 0.07% NEW $63.80 +20.8%
388 AEP AMERICAN ELEC PWR CO INC Utilities 32,044.0 $4.4M 0.07% NEW $136.81 -7.6%
389 DRI DARDEN RESTAURANTS INC Consumer Cyclical 21,221.0 $4.4M 0.07% NEW $206.01 +6.2%
390 APOS APOLLO GLOBAL MGMT INC Financial Services 36,904.0 $4.4M 0.07% NEW $118.31 -78.5%
391 NTAP NETAPP INC Technology 28,173.0 $4.4M 0.07% NEW $154.76 +32.3%
392 ANNALY CAPITAL MANAGEMENT IN 194,361.0 $4.3M 0.07% NEW $22.36
393 NOC NORTHROP GRUMMAN CORP Industrials 8,497.0 $4.3M 0.07% NEW $509.31 +15.7%
394 PFG PRINCIPAL FINANCIAL GROUP IN Financial Services 40,073.0 $4.3M 0.07% NEW $107.78 +5.0%
395 EATON VANCE TAX-MANAGED BUY- 288,807.0 $4.3M 0.07% NEW $14.88
396 RMM RIVERNORTH MANAGED DUR MUN I Financial Services 288,741.0 $4.3M 0.07% NEW $14.78 -2.4%
397 MPWR MONOLITHIC PWR SYS INC Technology 3,071.0 $4.2M 0.07% NEW $1382.36 -3.6%
398 WTS WATTS WATER TECHNOLOGIES INC Industrials 10,808.0 $4.2M 0.07% NEW $391.45 -4.0%
399 MCK MCKESSON CORP Healthcare 5,589.0 $4.2M 0.06% NEW $755.60 +15.0%
400 BCV BANCROFT FD LTD Financial Services 162,398.0 $4.2M 0.06% NEW $25.99 -2.2%
Page 20 of 71  ·  1,408 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 22.1%
Technology 21.0%
Industrials 15.4%
Communication Services 7.7%
Healthcare 7.4%
Consumer Cyclical 6.5%
Consumer Defensive 5.2%
Energy 5.1%
Utilities 3.7%
Basic Materials 3.4%