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Portfolio (Quarterly) Guide ↗

Advisors Asset Management, Inc.

· CIK 0001297376
13F Portfolio $6.6B AUM 1,408 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2018 · All 1407 New 1 Added 3 Exited
Page 23 of 71  ·  1,408 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
441 TSLX SIXTH STREET SPECIALTY LENDI Financial Services 210,833.0 $3.6M 0.06% NEW $17.17 +8.0%
442 SNA SNAP ON INC Industrials 8,968.0 $3.6M 0.06% NEW $402.40 -1.7%
443 NRG NRG ENERGY INC Utilities 24,605.0 $3.6M 0.06% NEW $146.06 -20.9%
444 SJM SMUCKER J M CO Consumer Defensive 31,793.0 $3.6M 0.06% NEW $112.50 +5.3%
445 BBDC BARINGS BDC INC Financial Services 417,051.0 $3.6M 0.05% NEW $8.52 +10.2%
446 NEU NEWMARKET CORP Basic Materials 4,486.0 $3.5M 0.05% NEW $791.24 +19.7%
447 AME AMETEK INC Industrials 14,669.0 $3.5M 0.05% NEW $241.94 +3.3%
448 EVR EVERCORE INC Financial Services 10,339.0 $3.5M 0.05% NEW $341.44 -12.5%
449 JPC NUVEEN PFD & INCOME OPPORTUN Financial Services 447,769.0 $3.5M 0.05% NEW $7.88 -3.0%
450 OUTFRONT MEDIA INC 106,741.0 $3.5M 0.05% NEW $32.76
451 CPB THE CAMPBELLS COMPANY Consumer Defensive 156,279.0 $3.5M 0.05% NEW $22.27 +2.6%
452 ED CONSOLIDATED EDISON INC Utilities 31,442.0 $3.5M 0.05% NEW $110.63 -1.3%
453 LNT ALLIANT ENERGY CORP Utilities 45,426.0 $3.5M 0.05% NEW $76.29 -8.3%
454 RBRK RUBRIK INC. Technology 42,835.0 $3.4M 0.05% NEW $80.28 +25.2%
455 MDB MONGODB INC Technology 10,234.0 $3.4M 0.05% NEW $335.90 +29.4%
456 BGR BLACKROCK ENERGY & RES TR Financial Services 231,787.0 $3.4M 0.05% NEW $14.82 +16.2%
457 HIG HARTFORD INSURANCE GROUP INC Financial Services 25,847.0 $3.4M 0.05% NEW $132.52 +4.9%
458 DHI D R HORTON INC Consumer Cyclical 21,006.0 $3.4M 0.05% NEW $162.88 -10.6%
459 DSU BLACKROCK DEBT STRATEGIES FD Financial Services 351,476.0 $3.4M 0.05% NEW $9.70 -2.9%
460 GEL GENESIS ENERGY L P Energy 240,484.0 $3.4M 0.05% NEW $14.17 +12.9%
Page 23 of 71  ·  1,408 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 22.1%
Technology 21.0%
Industrials 15.4%
Communication Services 7.7%
Healthcare 7.4%
Consumer Cyclical 6.5%
Consumer Defensive 5.2%
Energy 5.1%
Utilities 3.7%
Basic Materials 3.4%