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Portfolio (Quarterly) Guide ↗

Advisors Asset Management, Inc.

· CIK 0001297376
13F Portfolio $6.6B AUM 1,408 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2019 · All 1407 New 1 Added 3 Exited
Page 25 of 71  ·  1,408 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
481 SINCLAIR INC 224,549.0 $3.2M 0.05% NEW $14.25
482 DDS DILLARDS INC Consumer Cyclical 6,053.0 $3.2M 0.05% NEW $528.42 +10.6%
483 ETY EATON VANCE TAX-MANAGED DIVE Financial Services 219,422.0 $3.2M 0.05% NEW $14.54 +0.4%
484 NRO NEUBERGER R/EST SECS INC FD Financial Services 1,047,348.0 $3.2M 0.05% NEW $3.03 -3.3%
485 CTRE CARETRUST REIT INC Real Estate 78,259.0 $3.2M 0.05% NEW $40.35 -2.6%
486 WSM WILLIAMS SONOMA INC Consumer Cyclical 13,526.0 $3.2M 0.05% NEW $233.10 +3.6%
487 WSO WATSCO INC Industrials 7,477.0 $3.1M 0.05% NEW $416.73 -24.7%
488 JHI HANCOCK JOHN INVS TR Financial Services 231,613.0 $3.1M 0.05% NEW $13.32 +1.0%
489 PKE PARK AEROSPACE CORP Industrials 80,486.0 $3.1M 0.05% NEW $38.16 -3.3%
490 ADSK AUTODESK INC Technology 15,702.0 $3.1M 0.05% NEW $194.42 +26.9%
491 CLH CLEAN HARBORS INC Industrials 10,154.0 $3.0M 0.05% NEW $298.75 +6.9%
492 KB KB FINL GROUP INC Financial Services 28,888.0 $3.0M 0.05% NEW $104.96 +12.1%
493 STLD STEEL DYNAMICS INC Basic Materials 13,172.0 $3.0M 0.05% NEW $229.46 +8.9%
494 FE FIRSTENERGY CORP Utilities 63,516.0 $3.0M 0.05% NEW $47.54 -0.6%
495 FSK FS KKR CAP CORP Financial Services 287,336.0 $3.0M 0.05% NEW $10.50 +13.4%
496 FRA BLACKROCK FLOATING RATE INCO Financial Services 272,395.0 $3.0M 0.05% NEW $10.99 -0.5%
497 EATON VANCE TAX-ADVANTAGED G 96,662.0 $3.0M 0.05% NEW $30.87
498 FS SPECIALTY LENDING FD 267,262.0 $3.0M 0.04% NEW $11.15
499 AM ANTERO MIDSTREAM CORP Energy 130,205.0 $3.0M 0.04% NEW $22.75 -0.3%
500 INTU INTUIT Technology 11,323.0 $3.0M 0.04% NEW $261.00 +34.3%
Page 25 of 71  ·  1,408 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 22.1%
Technology 21.0%
Industrials 15.4%
Communication Services 7.7%
Healthcare 7.4%
Consumer Cyclical 6.5%
Consumer Defensive 5.2%
Energy 5.1%
Utilities 3.7%
Basic Materials 3.4%