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Portfolio (Quarterly) Guide ↗

Advisors Asset Management, Inc.

· CIK 0001297376
13F Portfolio $6.6B AUM 1,408 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2019 · All 1407 New 1 Added 3 Exited
Page 26 of 71  ·  1,408 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
501 ABT ABBOTT LABORATORIES Healthcare 32,508.0 $2.9M 0.04% NEW $90.74 +24.2%
502 NBIX NEUROCRINE BIOSCIENCES INC Healthcare 17,488.0 $2.9M 0.04% NEW $168.53 -8.5%
503 JBL JABIL INC Technology 7,629.0 $2.9M 0.04% NEW $385.48 -12.2%
504 ETG EATON VANCE TX ADV GLBL DIV Financial Services 124,760.0 $2.9M 0.04% NEW $23.54 +1.6%
505 LYB LYONDELLBASELL INDUSTRIES NV Basic Materials 55,524.0 $2.9M 0.04% NEW $52.65 +24.1%
506 DLX DELUXE CORP MEDIUM TERM NTS Communication Services 122,322.0 $2.9M 0.04% NEW $23.88 -2.3%
507 HOOD ROBINHOOD MKTS INC Financial Services 29,126.0 $2.9M 0.04% NEW $100.28 -8.7%
508 NXPI NXP SEMICONDUCTORS N V Technology 10,362.0 $2.9M 0.04% NEW $281.03 -18.7%
509 NBXG NEUBERGER NEXT GENERATION Financial Services 175,399.0 $2.9M 0.04% NEW $16.54 -6.5%
510 TEL TE CONNECTIVITY PLC Technology 14,366.0 $2.9M 0.04% NEW $201.61 +1.7%
511 AA ALCOA CORP Basic Materials 55,504.0 $2.9M 0.04% NEW $52.14 -4.1%
512 ARDC ARES DYNAMIC CR ALLOCATION F Financial Services 228,388.0 $2.9M 0.04% NEW $12.63 -2.1%
513 SLRC SLR INVESTMENT CORP Financial Services 232,891.0 $2.9M 0.04% NEW $12.37 +2.3%
514 BIIB BIOGEN INC Healthcare 13,312.0 $2.9M 0.04% NEW $216.06 -1.6%
515 NMZ NUVEEN MUN HIGH INCOME OPPOR Financial Services 271,945.0 $2.9M 0.04% NEW $10.57 -3.9%
516 ULTA ULTA BEAUTY INC Consumer Cyclical 6,351.0 $2.9M 0.04% NEW $450.98 +14.6%
517 CRGY CRESCENT ENERGY COMPANY Energy 291,104.0 $2.9M 0.04% NEW $9.82 +31.9%
518 NYT NEW YORK TIMES CO MTN BE Communication Services 40,744.0 $2.9M 0.04% NEW $69.98 -7.0%
519 CMG CHIPOTLE MEXICAN GRILL INC Consumer Cyclical 83,160.0 $2.8M 0.04% NEW $34.00 -1.9%
520 PFLT PENNANTPARK FLOATING RATE CA Financial Services 377,174.0 $2.8M 0.04% NEW $7.48 -2.1%
Page 26 of 71  ·  1,408 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 22.1%
Technology 21.0%
Industrials 15.4%
Communication Services 7.7%
Healthcare 7.4%
Consumer Cyclical 6.5%
Consumer Defensive 5.2%
Energy 5.1%
Utilities 3.7%
Basic Materials 3.4%