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Portfolio (Quarterly) Guide ↗

Advisors Asset Management, Inc.

· CIK 0001297376
13F Portfolio $6.6B AUM 1,408 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q3 2019 · All 1407 New 1 Added 3 Exited
Page 32 of 71  ·  1,408 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 FDUS FIDUS INVT CORP Financial Services 99,294.0 $1.9M 0.03% NEW $19.07 +3.6%
622 BSX BOSTON SCIENTIFIC CORP Healthcare 44,147.0 $1.9M 0.03% NEW $42.68 +21.9%
623 SNX TD SYNNEX CORPORATION Technology 7,047.0 $1.9M 0.03% NEW $267.34 -5.8%
624 GFI GOLD FIELDS LTD Basic Materials 56,061.0 $1.9M 0.03% NEW $33.59 +30.5%
625 MTD METTLER TOLEDO INTERNATIONAL Healthcare 1,468.0 $1.9M 0.03% NEW $1277.51 +11.6%
626 BUNGE GLOBAL SA 17,548.0 $1.9M 0.03% NEW $106.73
627 CNQ CANADIAN NAT RES LTD MED TER Energy 47,183.0 $1.9M 0.03% NEW $39.50 +25.3%
628 WTRG ESSENTIAL UTILS INC Utilities 48,563.0 $1.9M 0.03% NEW $38.31 +7.2%
629 CC CHEMOURS CO Basic Materials 90,663.0 $1.9M 0.03% NEW $20.52 -22.5%
630 EQNR EQUINOR ASA Energy 59,217.0 $1.9M 0.03% NEW $31.40 +33.9%
631 SCM STELLUS CAP INVT CORP Financial Services 220,277.0 $1.9M 0.03% NEW $8.42 +3.7%
632 ROP ROPER TECHNOLOGIES INC Industrials 5,472.0 $1.9M 0.03% NEW $338.39 +20.4%
633 WTFC WINTRUST FINL CORP Financial Services 11,484.0 $1.8M 0.03% NEW $160.72 -4.5%
634 ATO ATMOS ENERGY CORP Utilities 10,709.0 $1.8M 0.03% NEW $172.27 -0.6%
635 FSS FEDERAL SIGNAL CORP Industrials 14,334.0 $1.8M 0.03% NEW $128.49 -4.6%
636 CRWV COREWEAVE INC Technology 18,473.0 $1.8M 0.03% NEW $99.54 -8.7%
637 MGA MAGNA INTL INC Consumer Cyclical 27,885.0 $1.8M 0.03% NEW $65.66 +8.1%
638 VSH VISHAY INTERTECHNOLOGY INC Technology 33,907.0 $1.8M 0.03% NEW $53.78 -40.6%
639 BTI BRITISH AMERN TOB PLC Consumer Defensive 29,507.0 $1.8M 0.03% NEW $61.76 -9.4%
640 A AGILENT TECHNOLOGIES INC Healthcare 13,710.0 $1.8M 0.03% NEW $132.83 +17.0%
Page 32 of 71  ·  1,408 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 22.1%
Technology 21.0%
Industrials 15.4%
Communication Services 7.7%
Healthcare 7.4%
Consumer Cyclical 6.5%
Consumer Defensive 5.2%
Energy 5.1%
Utilities 3.7%
Basic Materials 3.4%