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Portfolio (Quarterly) Guide ↗

Advisors Asset Management, Inc.

· CIK 0001297376
13F Portfolio $6.6B AUM 1,408 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2018 · All 1407 New 1 Added 3 Exited
Page 4 of 71  ·  1,408 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 ROK ROCKWELL AUTOMATION INC Industrials 39,174.0 $19.4M 0.30% NEW $495.08 -10.2%
62 AMD ADVANCED MICRO DEVICES INC Technology 31,722.0 $18.4M 0.28% NEW $580.91 -12.9%
63 TSM TAIWAN SEMICONDUCTOR MANUFAC Technology 38,162.0 $18.2M 0.28% NEW $477.57 -9.8%
64 MS MORGAN STANLEY Financial Services 85,487.0 $17.9M 0.27% NEW $209.04 +4.4%
65 VIRTUS EQUITY & CONV INCM FD 663,531.0 $17.8M 0.27% NEW $26.86
66 UBER UBER TECHNOLOGIES INC Technology 242,468.0 $17.5M 0.27% NEW $72.16 +3.9%
67 CAT CATERPILLAR INC Industrials 16,392.0 $17.5M 0.27% NEW $1064.90 -17.2%
68 BMY BRISTOL-MYERS SQUIBB CO Healthcare 302,317.0 $17.4M 0.27% NEW $57.62 +12.2%
69 MSI MOTOROLA SOLUTIONS INC Technology 41,269.0 $17.1M 0.26% NEW $415.29 +10.1%
70 DASH DOORDASH INC Communication Services 92,032.0 $17.0M 0.26% NEW $184.53 +15.3%
71 ANET ARISTA NETWORKS INC Technology 98,914.0 $16.8M 0.26% NEW $169.88 +18.8%
72 TYG TORTOISE ENERGY INFRSTRCTR C Financial Services 390,431.0 $16.7M 0.26% NEW $42.87 +3.4%
73 HWM HOWMET AEROSPACE INC Industrials 61,384.0 $16.5M 0.25% NEW $268.86 +7.5%
74 VMI VALMONT INDS INC Industrials 28,370.0 $16.4M 0.25% NEW $577.60 -12.3%
75 EOD ALLSPRING GLOBAL DIVIDEND OP Financial Services 2,483,205.0 $16.2M 0.25% NEW $6.53 +3.1%
76 DY DYCOM INDS INC Industrials 31,944.0 $16.2M 0.25% NEW $505.59 -14.4%
77 GILD GILEAD SCIENCES INC Healthcare 127,450.0 $16.1M 0.25% NEW $126.34 +10.0%
78 AMT AMERICAN TOWER CORP Real Estate 98,143.0 $16.1M 0.24% NEW $163.57 +5.3%
79 BE BLOOM ENERGY CORP Industrials 52,205.0 $15.8M 0.24% NEW $302.70 -23.3%
80 BOE BLACKROCK ENHANCED GLOBAL Financial Services 1,301,417.0 $15.7M 0.24% NEW $12.09 +3.1%
Page 4 of 71  ·  1,408 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 22.1%
Technology 21.0%
Industrials 15.4%
Communication Services 7.7%
Healthcare 7.4%
Consumer Cyclical 6.5%
Consumer Defensive 5.2%
Energy 5.1%
Utilities 3.7%
Basic Materials 3.4%